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HomeMy WebLinkAboutAgenda Packet 07/27/1998 CITY OF POI\T ANGELES ~'"'''''''.''''' 1~ ~~ ~' - . I _ ~ -......--. ~ . CITY COUNCIL MEETING 0.721 p I. CALL TO ORDER - REGULAR MEETING: ~; ()i) II. ROLL CALL: Members Present: ~ Mayor Braun Councilman Campbell Councilman Doyle l ..,.-/' Councilman Hulett ~ Councilmember McKeown ~~ Councilman Wiggins ~ Councilman Williams L. ..,.-/' Staff Present: Manager Ibarra ~ Attorney Knutson Clerk Upton B. Becker S. Brodhun B. Collins K. Godbey ,/ S.Ilk 1. Pittis 1..""""- III. ADJOURN TO EXECUTIVE SESSION: Reason: Approximate Length: IV. RETURN TO OPEN SESSION: V. PLEDGE OF ALLEGIANCE: Led by: I :. I I I I I h' I I I I I I I I I I I City of Port Angeles Presentation of Strategic Planning Study for Eledric Utility July 27, 1998 Presented by: Gary s. Saleba, President EES Consulting, Inc. A registered professional engineering corporation with offices in the Seattle, Portland and Calgary metropolitan areas and Charlie Earl The Charlie Earl Company i I I .1 . Agenda I I I I I I I I I I I I I I I I . Introduction and Session Objectives . How Was the Report Developed? . Background of Electric Utility Industry . Options Available for Electric Utility . Challenges Facing City's Electric Utility . Recommendations . Discussion/Adjournment !f' n: IS. '->;1 I :. I I I I I 'I I I I I I I I I I I Introdurtions and Session Objertives . Project Team . City staff . Electric utility staff . EES Consulting, Inc. . Charlie Earl . Session Objectives . Presentation of the report . Discussion of report development . Initial recommendations 2 I :. I I I I I I I I I I I I I I I I How Was the Report Developed? . Interviews with Key Customers and Employees . Comparisons of Financial and Cost Statistics to Evaluate "Competitiveness" . Benchmarking of "Wires" . Review of Utility Policies . Review of Systems: . Accounting . Financial . Management information 3 ~ '.'" ~ < I I I . How Was the Report Developed? I (Cont.) I I I I I I I I I ,I I I I I I . Analysis of Other Issues: . Stranded costs . Annexation . Analysis of Electric Utility Options 4 I I I . Background of Eledric Utility Industry I I I I I I I I I I I I I I I I . Once Vertically Integrated Monopoly . Monopoly Model Out of V ogue . Airlines . Telephone . Natural gas . Electric? . State . Legislative Push . Federal . Local . Political Push . Big industry . Marketers 5 I :. I I I I I I I I I I I I I I I I Background of Eledric Utility Industry (cont'd) . Results . Functional separation . Generation/commodity fiercely competitive . Wires (transmission/distribution) monopoly and cost-based pricing . All other services separated and competitive . Customers set choice for commodity . Pressure on wires companies ./ Keep access fee low ./ Metering/billing difficult ./ Other scenarios spun off . Washington politics/legislation 6 " I I I . Options Available for Electric Utility I I I I I I I I I I I I I I I I Conservative Sell Out Wires Only Wires Plus Aggregation . for Core Load Wires Plus Aggregation for Core Plus Energy Services Wires Plus Aggregation for Core Load Plus Energy Services Plus Marketing to Non-Core Run All Wires and Pipes Into Residences and Providing Juice Aggressive 7 I I I . Challenges Facing City's Eledric Utility I I I I I I I I I I I I I I I I . External . Industry restructuring ,/ Functionally separate ,/ Commodity aggregation as supplier oflast resort ,/ Metering/billing . Comparison with neighboring utilities . Pressure to merger/consolidate . Keeping customers informed . GMA . In ternal . Organizational changes . Information systems . High morale during transition 8 ,~~. ... 1--....--.--------------- , I I I . Recommendations I I I I I I I I I I I I I I I I . Business Organizational Options . Wires plus aggregation for core load plus Energy services . Wires plus aggregation for core load . Wires only . Generalledger . Systems . FERC system of accounts . Management information . Annexation . No losers test . Alliances . Need help on power supply and billing . Look to market for benchmarking . Pursue where cost -effective 9 I I I . Recommendations (conrd) I I I I I I I I I I I I I I I I . Other . Wires fee competitive now . Customers like DSM . Review operations organization . Improve conveyance of industry restructuring information to customers . Keep wires fee low and service quality high 10 I I I . Discussion/Adjournment I I I I I I I I I I I I I I I I 11 Consulting, Inc. @ July 23, 1998 Mr. Jack Pittis Mr. Robert Titus City of Port Angeles Post Office Box 1150 Port Angeles, Washington 98362 SUBJECT: Strategic Planning Report Dear Jack and Robert: Thank you for the opportunity to assist the City of Port Angeles to develop a strategic plan for its electric utility. Please find attached EES Consulting's initial observations and recommendations regarding how the City's electric utility should proceed strategically. Our summary recommendations are outlined below. Table 1 on page 2-5 of the Strategic Plan Report describes the organizational options available to the City for structuring its electric utility. It is our recommendation that the City of Port Angeles take a moderately aggressive approach to doing business in a deregulated environment. In order of preference we present below our recommendations for the top three options for business organizations that the City should consider adopting. 1. Wires Plus Aggregation for Core Load Plus Energy Services 2. Wires Plus Aggregation for Core Load 3. Wires Only Each of these organizational options is summarized below. 1. Wires Plus Aggregation for Core Load Plus Energy Services . PROs · Maintain level of service of current fully integrated utility expected by customers · Citizens will not be required to deal directly with marketers or other commodity suppliers · Metering and billing services already in place Post Office Box 52810 Bellevue, Washington 98015-2810 Telephone 425 452-9200 12011 Bel-Red Road, Suite 200 Bellevue, Washington 98005-2471 Facsimile 425 452-9299 A registered professional engineering corporation with offices in the Seattle and Portland metropolitan areas and an affiliate office in Calgary Mr. Jack Pittis and Mr. Robert Titus July 23, 1998 Page 2 · Revenue opportunity to develop and offer other energy services outside of the City to non-residents · Provide conservation and DSM programs desired by customers through competitive affiliation . CONs · Requires more staff with expertise in energy management services · Requires greater expertise in energy acquisition to evaluate and initiate optimal purchasing · Requires entrepreneurial expertise to develop and operate competitive lines of business · Requires financial backing /partnerships for higher risk business investment . Transition Steps . Determine services to be provided · Secure investment partners/affiliates to foster product development · Evaluate cost-effectiveness of providing aggregation and metering/billing internally versus acquiring a partner and pursue least cost option 2. Wires Plus Aggregation for Core Load . PROs · Citizens will not be required to deal directly with marketers or other commodity suppliers . Gain revenue opportunity from aggregation . Metering and billing services already in place · Revenue opportunity to offer aggregation service outside of the City to non- residen ts · May achieve revenue opportunity from marketers by providing aggregation service for them . CONs · Requires greater expertise in energy acquisition to evaluate and initiate optimal purchasing . Requires dealing with regulators re: power prices EES Consulting, Inc. Mr. Jack Pittis and Mr. Robert Titus July 23, 1998 Page 3 . Transition Steps · Develop aggregation program/what's most cost-effective . Look into metering/billing options 3. Wires Only . PROs · Savings by eliminating need for power supply expertise · Eliminates need for affiliations or partnerships · Gain opportunity for revenue by providing metering services to power supplier · Metering and billing services already in place . CONs · Lose revenue opportunity available from aggregation · Lose ability to evaluate best deal for power purchase · Lose control of power costs · Citizens will be forced to deal directly with power supplier . Transition Steps · Only those suggested for all options Recommendations Suggested for All Options . External · Information on restructuring must be made available through the internet, the media, and/or direct mailings to customers and employees. · City's annexation policy should be reconsidered and a decision made regarding the Urban Growth Area based on the "no losers test". · Benchmarking should be undertaken periodically to confirm that the City is maintaining its competitiveness in relation to other utilities. EES Consulting, Inc. Mr. Jack Pittis and Mr. Robert Titus July 23,1998 Page 4 . Internal · Establish consumer protection policies required by others by ESSB 6560 . Tighten purchasing and inventory control · Formalize process of material inventory tracking · Design inventory recording and control system · Consider State Fish and Wildlife opportunity re: Morse Creek · Provide a method to accurately account for revenue and expenditures according to FERC standards · Identify accounting treatment for all items required by E2SHB 2831 · Evaluate other software vendors when upgrading City accounting, billing, and information products EES Consulting and The Charlie Earl Company have greatly enjoyed this challenging assignment and wish to thank all of the City staff who made our job easier. Please feel free to call if we may be of any assistance in positioning the City's electric utility for electric industry restructuring. Very truly yours, ~ ~~ Gary Sal~ President EES Consulting, Inc. ~ I I- I I I I I I I I I I I I I I l I .J' Consulting, Inc. SM A registered professional engineering corporation with offices in the Seattle and Portland metropolitan areas I 'I I I I' 'I I I I I I I I I ,I I I I- I CITY OF PORT ANGELES DRAFT STRATEGIC PLANNING STUDY June 1998 \ Prepared by: EES Consulting, Inc. A registered professional engineering corporation with offices in the Seattle and Portland metropolitan areas and an affiliate office in Cal!iJary and The Charlie Earl Company I I I I I I I I I I I I I I I I I I I Consulting, Inc. @ June 22,1998 Mr. Jack Pittis, Acting City Manager Mr. Robert Titus, Deputy Director of Utility Services City of Port Angeles 321 East Fifth Street P.O. Box 1150 Port Angeles, Washington 98362 SUBJECT: Second Draft of Strategic Planning Report Gentlemen: Attached is our second draft of a strategic planning report for the City of Port Angeles' '(City's) Electric Utility. Please review and call with additional questions or comments. We look forward to seeing you again soon. ~ulYYours, Gary Sale President GSS:drr cc: Charlie Earl Post Office Box 52810 Bellevue, Washington 98015-2810 Telephone 425452-9200 12011 Bel-Red Road, Suite 200 Bellevue, Washington 98005-2471 Facsimile 425 452-9299 A registered professional engineering corporation with offices in the Seattle and Portland metropolitan areas and an affiliate office in Calgary I I I I I I I I I I I I I I I I I I I DRAFf 6/22/98 Contents Executive Summary 1 Introduction I - 1.1 Need for the Study.................................................................... ......... ..... .........1-1 1.2 Overview of Deregulation and Competition................................................. 1-1 2 Strategic Plan 2.1 Electric Industry in Five Years .......................................................................2-1 2.2 Customer Needs in Five Years ........................................................................2-4 2.3 Role of the City's Electric Utility in the Future .............................................2-4 2.4 Public Perception of Service ......................................... .... ...... ........ .............. .2-6 2.5 Cost Effectiveness of Options ........................................................................2-7 2.6 Summary ........................................................................................................2-9 3 Analysis of Current Situation 3.1 Customer and Utility Employee Interviews ..................................................3-1 3.2 Customer Base .............................................. .......... .................. .... .... ..... ..... ....3-1 3.3 Annexation .. ..... ............................................. ......... ........... ........ .... ............. ....3- 2 3.4 CompetItIveness ..................... ....................... .......... ....... ............... ........ ........ .3- 3 3.5 Policies and Procedures. ......... ..................... ........... ....... ................... ......... .....3-5 3.6 Systems .... ......................... ........................... ......... ...... ... ... ..... ....... .......... ..... ...3-6 3.7 Stranded Cost Estimation.. ..... .......................................... ..... .... ................. ...3-8 3.8 Recommendations. ..... ........ ...... ........ ... ................ ...... ...... ..... ...... .... ..... ..... .....3-9 4 Action Plan 4.1 External Issues... ............ ........ ............... ......... ...... ......... ............... ........... ..... ...4-1 4.2 Internal Issues... ......... ............ ............ ... .......... ......... .... ...... ....... ..... .... ...... ..... ..4- 2. 4.3 Summary ........................................................................................................4-5 I I I I I I I I I I I I I I I I I I I DRAFT 6/22/98 Executive Summary EES Consulting, Inc. was retained by the City of Port Angeles (City) to conduct a strategic planning study for the City's Electric Utility. The Charlie Earl Company assisted EES Consulting in the development of this study. This written report is the culmination of many hours of interviews, research, and analysis of the City of Port Angeles (City) and its Electric Utility. As a result of the significant changes taking place in the electric industry, electric utilities will need to determine the best decision path to transition into a competitive environment. The City's Electric Utility currently provides reliable and cost effective service to its customers. The City is aware that change is coming and is taking'the steps necessary to prepare for the future competitive market. There are several objectives for this report. The initial discussion involves planning for strategic positioning by the Electric Utility. Included in this discussion are expectations for the future of the industry, future customer needs, and the role that the Electric Utility wishes to play in a competitive environment. Following is an assessment of the current status of the Electric Utility, particularly as regards its relative competitiveness in a deregulated environment. Finally, recommendations for implementing an action plan are developed. Industry Changes With the coming deregulation and competition in the electric utility industry, utilities that survive will necessarily be more efficient, more cost-effective, and able to make timely decisions. The major change will be that all decisions, large and sm,all, will carry a financial risk that mayor may not be collectable from the utility's customers through rates. The key issue regarding deregulation is how to'position the Electric Utility for competition in the future. The Electric Utility will need to examine closely'its rates and expenditures to close any "revenue gap" between projected Electric Utility rates and t,he projected market rates. Failure to do so will lead to rates that are not competitive in the market. Another need is to enhance customer support. Price will not be the only consideration when customers choose their electric supplier, and the Electric Utility should expand its efforts in the area of customer service and customer choice. Under restructuring, customer service within a utility will become goals #1, #2 and #3. This is because price will soon become roughly equal for all pow~r supply; thus, the provider of choice will be determined by customer service and other non-price issues. Flexibility in internal operations will also need to be increased. Contracting, procurement, employment and the entire planning process must be expedited if a utility is to survive in a competitive environment. Real time decision making authority will be needed for numerous power supply activities as well as the capability to negotiate special rates for new customers, and to address needed changes in staffing levels based upon expanding or contracting lines of business for a utility. ES-l I I I I I I I I I I I I I I I I I I- I DRAFf 6/22/98 It is also possible that the local utility will undertake additional competitive lines of business under this restructured environment. The push towards more efficient use of facilities and lower prices will likely discourage multiple infrastructure providers in the future. The inefficiencies associated with multiple meter readers, multiple bills, multiple calls for hook-ups, etc. will not be tolerated in a more competitive environment. There may be a trend towards one utility providing service to all the cables and pipes into a house. This one-utility concept is sometimes called a "uni-utility" model. Restructuring has resulted in local utilities not only providing electricity but other services that include fiber optics, gas, water, security, telecommunications, entertainment, propane, internet access, appliance repair, energy information systems and distributed' generation. The goal of this broader array of services is to increase the base over which a local utility can spread its overhead to reduce per unit costs as well as to provide value to the local resident. It should be noted, however, that if a utility wishes to undertake some .of these additional services, its core business should not be overlooked. Without providing good wires service to the end' user, the local utility's destination is certainly in question. The staffing requirements in a restructured environment are going to be different than has previously been the case within the electric utility industry. Historically, the leadership of utilities has been a function of the major challenges facing the utility. For example, in the 1950's and 1960' s, technical issues associated with power supply development and distribution of electricity were paramount. Because of this, engineers typically led the utilities during this time. In the 1970's and 1980's, environmental issues permeated the utility i~dustry. Attorneys and regulatory specialists lead the utility industry. Prospectively, the utility business will become more competitive and require more marketing, pricing and customer service expertise. As such, the future utility industry will likely be lead by those with a more business/commercial orientation. This new utility environment will also require more customer focus. It is likely that account executives, meter reading specialists, risk managers, schedulers,. forecasters and contract administration specialists will be much more visible in the utility of the future. Electric Utility's Financial and Competitive Position In order for the City to prepare for the future under increased competition, it is paramount to understand where the Electric Utility and its competitors are positioned today. To this end, comparisons of financial competitiveness have been developed. Comparisons were' made with other Washington municipal utilities, regional public utilities districts, private electric utilities, as well as directly with Clallam County PUD. Comparisons were made of power supply costs and overall rate levels, as well as "wires" fees. The City's Electric Utility is currently competitive with its regional counterparts. Another aspect of the financial review focused on the competitive position of the Electric Utility's transmission and distribution or "wires". service fees. While much of the early competitive activity in a deregulated electric market will focus on the cost of power and grid transmission, the customer's bill will als9 reflect the Electric Utility's cost of delivery to the point of consumption. The Electric Utility's Wire rates are presently competitive with most municipal, coop, or PUD operations in the Northwest. This achievement is related in part to the customer densities that a I ES-2 I. I I I I' I I I I I I I I I I I I I- I DRAFf 6/22/98 City's system enjoys, but is also reflective of the Electric Utility's efforts to streamline and economize its operations. This overview indicates that the City's Electric Utility is well positioned financially to address the changes that will occur as electric deregulation moves forward. The strengths of the City's Electric Utility lie in its wires services. It excels in the distribution areas of operations, maintenance and planning. The ability to maintain its competitive position will be directly affected by how d~igently the Electric }Jtility continues to pursue efficiency and the changing demands that consumers place on the system under open access. Current Situation The City has had a long-standing policy of serving annexed areas with its utilities. In the case of electric service, the fact that its rates are lower than Clallam County PUD's rates would be an attractive selling point for citizens considering annexation. With the potential size of the UGA annexation, the City must be cautious of the impacts of its "annex and serve" policy. How the acquisition of the assets would be financed, what service upgrades and additions may be needed, and what rate eff~cts might accrue to existing customers on both sides of the annexation boundary are among the questions that need to be addressed. The City should consider replacing its "annex and serve" policy with a "no-losers test" in evaluating whether to serve newly annexed areas. In the case of electrical service, customers on both sides of the annexation boundary, as well as the balance of Clallam County PUD's customers, should be 'no worse off for the City serving newly annexed areas. This standard to meet has the very real advantage of precluding the view of annexation as a win-lose proposition. An approximate evaluation of the no loser threshold indicates that the electric utility customers ~. would not be inordinately burdened by the acquisition of the UGA electric facilities under current cost configurations. . A similar conclusion may not be appropriate with respect to the water system serving the UGA. ~ndications are that the existing system outside of the City will need to be improved if it is to be , capable of providing a level of service and quality that City consumers currently enjoy. Establishing a Local or Utility Improvement District (LID/UID) will most likely be required so that those customers who benefit from the needed improvements pay for them, and existing customers are sheltered from attendant rate increases. Recommendations and Action Plan . What to do with the City's Electric Utility in the face of deregulation is a significant financial, public relations and employee issue. Financially, the Electric Utility provides a large sum of money to the City's general fund and competitive rates to its customers. From a public relations standpoint, doing nothing, raising rates or selling the utility all can have negative impacts. Finally, a significant number of highly trained professionals have committed much of their professional careers to the Electric Utility at the expense of other opportunities. ES-3 ,I I I I I I I I 1 I 1 I I I I 1 1 1- ~ DRAFT 6/22/98 Of primary consideration is the fact the City currently operates. a successful and competitive utility. The question, then, is how to continue to do so once the forces of competition begin to exert their influence on price, services and consumer choice. Information is a key element in maintaining competitiveness. Customers need information to make their own decisions about power suppliers for the first time. Employees need it to feel more secure in their jobs, their futures, and how to best direct their daily efforts. The Electric Utility needs itto benchmark its position relative to the competition. Policies and procedures that deal with both external issues, like annexations, and internal ones like power supply, finances, rates, customers and procurement, need to be reviewed and consolidated for soundness and flexibility. The City's debt position needs to be assessed in light of its financial position and the impending higher risk competitive environment. Stranded costs should be considered a possibility and mitigation strategies proposed. The recent reorganization of the Electric Utility has provided many advantages to the City, but has also created some difficulties. The new utility environment will require flexibility and real-time decision making. As such, new organizational delegations may need to be made to promote the promptness necessary to compete with private enterprise. Changes will also be necessary in some of the systems that support City functions. Statutory requirements of E2SHB 2831 may initiate accounting and other financial system changes. The Electric Utility's cost of service study needs to be updated to provide greater cost detail by service function. The Management Information System, while capable of handling the current needs of the Electric Utility, will be required to provide more timely and different information in the future. The City would be well served to begin investigating its software options to facilitate and complement its transitional efforts. The most important consideration for the City is the level of participation its Electric Utility will choose in a competitive environment. It is the recommendation of this report that the Electric Utility take advantage of the strengths of its wires service and seek a partnership to complement' these strengths in the areas of power supply aggregation, meter reading and billing. ES-4 I I I I I I I I I I I I I I I I I I- I DRAFT 6/22/98 1 Introduction EES Consulting, Inc. was~retained by the City of Port Angeles (City) to conduct a strategic planning study for the City's Electric Utility. The Charlie Earl Company assisted EES Consulting in the development of this study. This report is the culmination of many hours of interviews, research, and analysis of the City and its Electric Utility. The electric utility industry is undergoing ~ignificant change and tran~ition to a competitive industry. As a result of this change, electric utilities will need to determine the best decision path to transition into the future. The City's Electric Utility currently provides reliable and cost effective service to its customers. The City is aware that change is coming and is taking the steps necessary to prepare for the future competitive market. There are several objectives for this report. Initially, planning for strategic positioning by the Electric Utility will be discuss~d. Included in this discussion will be expectations for the future of the industry, future customer needs, and the role that the Electric Utility wishes to play in the competitive environment. An assessment of the current status of the Electric Utility, particularly / with regard to its relative competitiveness in a deregulated environment, will follow. Finally, reco~mendations for implementing an action plan are developed. 1.1 Need for the Study As discussed above, a major driving force for this study is the changing environment of the electric utility market place from a quasi-monopoly, regulated industry to an open and competitive arena. With this change, the Electric Utility will need to revise its thinking and behavior in order to respond'in a positive and efficient manner. A more detailed discussion of deregulation and competition is developed below to establish a framework for the analysis. 1.2 Overview of Deregulation and Competition With the coming deregulation and competition in the electric utility industry, utilities that survive will necessarily be more efficient, more cost-effective, and able to make timely decisions. The major change will be that all decisions, large and small, will carry a financial risk that mayor may not be collectable from the utility's customers through rates. The key issue regarding deregulation is how to position the Electric Utility for competition in the future. The Electric Utility will need to thoroughly examine its rates and expenditures to close any "revenue gap" between projected service rates and projected market rates. If gaps are permitted to continue, they can lead to rates that are not competitive in the market. 1-1 I I I I I I I I I I I I I I! I I I I I- I DRAFT 6/22/98 Competition will also create the need to seek out methods and approaches that enhance customer support. Price will not be the only consideration when customers choose their electric supplier, and the Electric Utility should expand its efforts in the area of customer service and customer choice. Failure to take the necessary steps to maintain a competitive position will erode the value of the Electric Utility to the City's customers and present the City's policy makers with uncomfortable choices in the future. - " 1.2.1 Historical Perspective Historically, the electric utility industry has been vertically integrated, featured cost-based pricing, and maintained a virtual monopoly on all electrical.services. While utilities were required to provide service to customers, the utility's historical sensitivity to the end user was not particularly high as the end user had little choice but to buy from the local utility. ( . Likewise, the historical planning process for the electric utility industry was "top down". Utility planners would develop a load forecast, determine the least cost way of producing any needed power, and undertake only necessary power plant construction. This planning process was based upon sophisticated modeling techniques, but in essence was the product of a "best-guess" of what the consumers' needs would be. Very little interaction with the actual end user was undertaken throughout the process. " I 1.2.2 Future Directions Any time there is a fundamental change in an industry, there is consid~rable regulatory review needed in order to shape the restructuring. It is possible that in the near future, the Electric Utility will come under the regulatory province of the Washington Utilities and Transportation Commission (WUTC). Within the new restructured environment, it is likely that the utility industry Will be split up into four major areas. These areas include generation, aggregation, wires and energy servIces. The generation arm will be an entity that provides the real and reactive power requirements to the transmi~sion grid. This. entity will be the owner of the "concrete and steel" that actually makes the electricity commodity. The aggregator function will be filled by people not owning generation, but rather acquiring pieces of output from various generators, bundling these pieces an~, then delivering the combined bundled product to the end user. The wires company will be the local provider and maintainer of the substations, conductors, poles, transformers, and meter reading. Energy services will include all the other activities potentially available through a wires company and may include many diversified services. 1.2.3 Pros and Cons There are positives and negatives associated with each of these functions. In natural gas deregulation, the traditional vertically integrated gas company was allowed to participate in only one of these functional areas. In electric restructuring, it is generally considered 1-2 I I I I I I I I I I I I I I, I I I I- I DRAFf 6/22/98 that a utility can undertake any of these four areas assuming a level playing field is maintained between the utility and its competitors. The decisions that establish how involved the Electric Utility will become with each or any of these four areas will be based upon a strategic plan that has equal parts of vision i~nd consideration of consumer demands, risks, and Electric Utility capabilities. To that end, the near term issues and opportunities raised by deregulation need to be identified and explored. The following section looks at the emerging market with a focus on what the Electric Utility needs to consider in developing its strategic planning decisions. ~ 1-3 !; ,I I I I .1 I I I I I I I I I I I I I I DRAFI' 6/22/98 2 Strategic Planning Strategic planning has been a cornerstone of the electric utility environment for many years. The strategic planning process is becoming more visible during restructuring as fundamental changes in the strategic positions taken by a utility are likely to be required. Strategic planning for the Electric Utility consists of four steps. These steps are: I . What will the electric utility business look like in five years? . "What will the customer need in five years? . What role does the Electric Utility wish to play in the new competitive environment? . How can this role be undertaken cost-effectively? \ This four-step planning process has become the focus of virtually all utilities' planning process in the restructuring environment. The clear articulation of the role of the Electric Utility in these four steps is critical for its future developrrent and growth. ' I 2.1 Electric Industry in Five Veius , r. . The electric utility industry is going througb unprecedented change. Numerous federal ~nd state legislative initiatives have been directed at its restructuring. Concurrent with such fundamental change in the industry, will be the need to develop numerous guideli~es and policies that shape the basic restructuring process. In other jurisdictions where restructuring has advan,ced, there has been a consistent set of regulatory issues that must be addressed. Below is a summary list of some of these regulatory issues. ' . Functional Separation Theigoal of restructuring is to promote a competitive commodity market. This, in the electric industry, means the generation of bulk power. In order for a competitive bulk power markit to develop, the operator of the transmission system must be completely independent from, and have no vested interest in, any bulk power supply. Interes,t in bulk power supply, along !with operation of a transmission network, results in an inherent conflict of interest where the transmission operator may tend to favor his power supply over the competition. As such, an independent system operator (ISO) or indep,endent grid operator (IGO) is usually employed . to guide the operation of the transmission system to avoid this conflict of interest.' . . Control of Meter and Billing Function Control of the meter and billing function is a strategic and technical issue. The controller of meters and billing controls the contact with the customer. This control has valuable marketing potential. As such, control of the meter and billing function is a highly contested issue in most 2-1 ./ I I I I I' I I I I I I I. I I I I I I- I DRAFf 6/22/98 regulatory forums. Conversely, metering has safety, accuracy and monetary impacts which often lead to its regulation and cost-based pricing. . Calculation of Stranded Costs In industry restructuring, the calculation and collection of stranded cost is a major issue. There are two general ways of dealing with the quantification of stranded cost. The first is to have various experts forecast the price of power, determine the difference between the forecast price of power and the embedded book value of generation, and define the difference as stranding. The other method is let the market determine what is stranded by selling off all generation. The difference in sales priCe and ~e embedded book value of generation is then deemed to be the stranded cost or benefit. . Market Power In order for a competitive power market to develop, there must be multiple buyers arid sellers. Multiple sellers are the key component to a successful competitive market. Industry practice and economic principles dictate that no one supplier of power should control more than 15% to 20% of the power market if a competitive bulk power environment is to be created. If a dominant player has more than a 15-20% market share, a competitive market for bulk power can only develop if the dominant player is required to divest itself of this excess market power. . Allocation of Overhead/Administrative and General (A&G) For a wires company with other competitive lines of business. a natural competitive tendency is to have the regulated monopoly pay for most overhead and shield this overhead from the competitive business lines. From a regulatory standpoint, this practice is considered subsidizing competitive ventures with a monopoly wires service. This particular practice is viewed with great displea~sure by utility regulators. To address this issue, many utilities are undertaking activity-based accounting systems to functionally separate overhead and A&G in the most accurate manner. . . Real vs. Virtual Access In a retail access environment, there are two types of retail access-real and virtual. In real access the utility allows end users to contract directly with third party providers of power. In virtual access the wires company offers a menu of different pricing options (index, green, blended, spot market, etc.) that match up to the pricing offers available from a third party. Under virtual access, the wires company offers to the end user a menu of different pricing options similar to the actual power supply options available from a third party. . Retail Rates Within retail rates, the regulatory issues include methods of recovering stranded costs, customer choice/portfolio rate designs, unbundling of rates, performance-based rate setting and how to deal with pre-existing interclass subsidies. 2-2 I I I I .1 I I I I I I I I I I I I .1- I DRAFT 6/22/98 . ,AdequaCy of Legal Authority Many municipal utilities are constrained by lack of legal authority to pursue certain lines of business that may' be desirable or required under a competitive market model. These authority constraints generally turn on the capability of a municipal utility to raise venture capital for other lines of business, protecting confidential information, dealing with the cumbersome and often expensive public bidding process, and reducing employee hiring and firing constraints.. . Industrial Bypass Under restructuring where stranded costs must be collected, there is an additional economic incentive for larger industrial or commercial customers to "bypass" a local distributing company and also bypass any stranded costs. This bypass can be undertaken by construction of duplicate distribution facilities and/or in-the-fence generation. Municipal utilities must deal with this issue at the regulatory lev.el, as not dealing with bypass will result in the remaining cus~omers (residential and commercial) picking up a disproportionate share of any stranded cost obligations.-)c . Level Playing Field/Tax Status I Under restructuring where a monbpoly wires company undertakes additional competitive lines of business, concern is often expressed that a tax -exempt monopoly should not be allowed to compete in a competitive environment against other entrants who have taxable status. As such, municipal utilities should be sensitive to this criticism and attemptto set up any competitive lin~s of business on a "level playing field" with other entities. This leveling of the playing field for a municipal utility should also include removing impediments to hiring and firing, public bid requirements, relaxation of confidentiality constraints, etc. . .''1 It is also possible that the local utility will undertake additional competitive lines of business in this restructured environment. The push towards mo~e efficient use of facilities and lower prices will likely discourage m~ltiple infrastructure providers in the future. The inefficiencies associated with . multiple meter readers, multiple bills, multiple calls for hook-ups/disconnects, etc. will not be tolerated in a more competitive environment. There may be a trend towards one utQity providing service to all the cables and pipes into a house. This one-utility concept is sometimes called a "uni-utility" model. The goal of this broader array of services is to increase the base over which a local utility can spread its overhead to reduce per unit costs, as well as provide value to the local resident. It should be noted, however, that if a utility wishes to undertake some of these additional services, its core business should not be overlooked. Without providing good wire service to the end user, the local utilities' future is certainly in question. ..!;.: The restructuring situation in the Pacific Northwest differs from most other areas of the country in two major aspects: the presence Of the Bonneville Power Administration and the fact that this area enjoys some of the lowest electric costs in the country. The fact that these positive benefits exist will make it difficult for consumers to. realize significant savings once open access is fully implemented. This savings shortfall Will automatically place greater immediate pressure on regional utilities to develop and offer consumers the choice of services that they can demand within a competitive environment. The reshaping of the industry toward a "bottom up" or 2-3 I I I I I I I I I I I I I I I I I I- I DRAFT 6/22/98 consumer-based perspective will rely upo~ the same competitive forces that work to' create efficiency in other markets and that regulati~n, at one time, was designed to duplicate. 2.2 Customer Needs in Five Y e~rs I i Customer needs in the future will be much th~ same as they have been in the past, with one significant. addition. Low price, reliable po*er and good service will still be required, but the new element will be customer choice. Customers in small towns and rural areas will be as interested in I choosing their own provider as are those in ~arge metropolitan areas. The market for the energy commodity will Be competitive. . Retail access will allow the customer to not only select the supplier of the commqdity, but also have the option to specify the type of resource, such as renewable, from which to receive the power. . I . Transmission and distribution services willi remain regulated. The provider of choice, therefore, will be determined not only by an evaluatior of price, but also by customer service and other non- price issues. Customers will have a new need for information in order to make the decisions they will face. I I I It is likely that the customer will also expect the local utility to undertake additional competitive lines of business in this restructured enviroriment. Restructuring has resulted in local utilities not only providing electricity, but other serlrices that include fiber optics, gas, water, security, . telecommunications, entertainment, propa'ne, internet access, appliance repair, energy I information systems and distributed generation. I ~ i , . , . Where restructuring has occurred, the entire planning process for utilities has changed. Rather than utilities telling end users what type qf power they will receive and what the price will be, customers tell utilities what they want. Under restructuring, it is very likely that utilities will become order fakers for an end user's powh supply requirements. Customer service will be key i under this new environment in determining the power supply provider of choice. There will also be a heightened awareness of customer seryice and the customer will always qe right. The utility that best provides the customer with information, good energy service, and options for additional services will have the best chance to retain or acquire the consumer's business in a competitive environment. 2.3 Role of the City's Electric Utility in the Future As indicated above, within the new restructured environment it is likely that the utility industry will be split up into four major areas: generation, aggregation, wires and energy services. While there are pros and cons associated with each of these areas, it is generally considered that a utility can undertake any of these four areas assuming a level playing field is maintained between the utility and its competitors. Below on Table 1, the various strategic options available to the Electric Utility are presented in a continuum going from the most conservative to the most aggressive positions. The most conservative position would be to sell off the Electric Utility and get out of the electricity business. 2-4 I I I I I I I I I I I I I I I I I I- I DRAFI' 6/22/98 The most aggressive position is to run all of the wires and pipes into all residences in the City and provide electricity to all Electric Utility customers, perhaps even marketing to non-core customers. Where the Electric Utility falls between these two extremes is a critical strategic decision that must be clearly defined and articulated. Table 1 Options Available for City's Electric Utility I I Conservative Sell Out Wires Only Wires Plus Aggregation for Core Load Wires Plus Aggregation for Core Load Plus Energy SeIVices I Wires Plus Aggregation for Core Load Plus Energy SeIVices and Marketing to Non-Core Runs All Wires and Pipes Into Residences and Provide Marketing and Energy SeIVices to All cOre and Non-Core Customers ~ive In formulating a restructuring strategy for the Electric Utility, three key areas must be developed. These areas include strategic objectives, higher principles from a regulatory standpoin~ and the development of a message for Electric Utility customers. Each of these areas is discussed below. Regarding strategic objectives, the Electric Utility's strategic objectives should include: . No financial harm to the City . Keep customers happy . Maintain control of metering and billing . Protect system reliability . Keep costs down and wires charges competitive 2-5 I I I I I I I I I I I I I I I I I I- I DRAFf 6/22/98 Regarding the higher principles associated with restrUcturing, it is proposed that the Electric Utility adopt the following: . Enhance economic efficiency . No rate shiftsr'no losers" test for customers wishing retail access . No decrease in system reliability . Need level playing field These higher principles should be articulated, consistently endorsed and incorporated into all discussions associated with industry restructuring. I . Regarding a public message, it is important that all City staff, politicians and policy makers endorse the same basic themes regarding restructuring. It is recommended that the following four points be used in all Electric Utility public presentations regarding industry restructuring: . Competition and customer choice are good if they enhance economic efficiency . The Electric Utility will always be there to perform desired electric service functions . Make haste slowly to minimize any problems associated with restructuring and learn from others . A "made for Port Angeles" solution is desirable due to the City's unique characteristics These strategic objectives, higher principles and elements of all public presentations should establish the basic format and overview for the Electric Utility's position regarding restructuring. 2.4 Public Perception of Service In developing a more customer-oriented environment, the Electric Utility's efforts to acknowledge consumer and employee concerns can facilitate the transition. . When customer and employee interviews were conducted, respondents raised numerous issues and concerns. A primary aspect of competitiveness is service. The customer's perception of quality is critical to retaining customers for the long term. The Electric Utility has a strong reputation currently and can capitalize on it. The Electric Utility must ,continue to develop programs to ensure a continuing high level of service that meets or exceeds customers' expectations. Internal stress could threaten the external reputation and the customers' perception of service. The loyalty of customers to the Electric Utility is a barrier that would have to be very carefully managed should a sale or merger be considered. Customers are split on the importance of local control and ownership. Any proposed change in this status for the Electric Utility would likely result in a substantial local issue. Those discounting the value of City ownership of the Electric Utility suggest that service and rates are what matter. Those who value City control offer that good service and low rates have resulted from customer access to decision makers. The idea also exists in Port Angeles that local control is important because "we are at the end of the line" and will not get good service if control is in Seattle or elsewhere. 2-6 I I I I I I I I I I I I I I I I I I- I DRAFT 6/22/98 Many customers know that Clallam County PUD has higher rates, and believe it to provide service of lower reliability and responsiveness. Even though the PUD is a "public," it should not be assumed that citizens would view a merger as a continuation of the benefits oflocal control. Regarding the addition of new business services like cable or telecommunication, the public is skeptical. On one hand they see that giving the local cable company some competition could spur them to better service and rates. On the other hand, customers are uncomfortable with "gbvernment" in competition with private business and with the possibility of having to debt finance investments in new businesses. They also fear the Electric Utility losing focus on providing good electrical service. Customers do not see a clear need for the Electric Utility to enter new service lines at this time. . . 2.5 Cost Effectiveness of Options 2.5.1 Commodity With a core customer base of 9,600 (many of whom are residential and small commercial), the Electric Utility will always be the provider of last resort, as well as the emergency service provider for a large number of consumers. While many of these core customers look forward to competition, some will have no interest in changing power supply providers and many will decide that the Electric Utility provides their best option. The marketing of electricity as a commodity is not only very complex, but also ferociously competitive. With the current proliferation of marketers (more than 300 already in the business), it is unlikely that the Electric Utility will wish to compete in that arena. While the Electric Utility could choose to purchase power by staffing up internally, there are other options available. These options include contracting to third parties or forming strategic alliances. 2.5.2 Energy Services Utilities, because they have direct access to a major portion if not all of the community, are. well positioned to offer services of a npntraditional nature at competitive prices. Inefficiencies associated with duplication of bills, service calls, meters, etc. will not be tolerated in a more competitive environment. The trend towards one utility providing service to all the cables and pipes into a house is sometimes called a "uni-utility" concept. In addition to these "uni-utility" services, other nontraditional services are being offered by stand-alone subsidiary companies. Some of these are as follows: . Home security has been a very attractive business for some utilities, given their 24- hour operating schedule, available personnel, and access to the community. Since much of the basic infrastructure needed to provide this service is already in place, the economic viability of the opportunity is enhanced. . Information services, such as Electronic Bulletin Boards (EBB) or internet web sites, are methods of information access that customers welcome in order to weave their way through the maze of deregulation issues and optional service offerings. ' 2-7 I I I I I I I I I I I I' I I I I I I- I DRAFT 6/22/98 . Demand Side Management (DSM) is' no longer offered by many utilities due in large part to diminishing cost recovery and subsidiary potentials. Many customers would still like to see programs that offer options for improving efficiency in order to evaluate for themselves whether to participate. . Appliance repair is a service offered by some utilities. There are regulatory concerns about funding this type of service, but, as a separate business or in conjunction with existing private enterprise, it could be offered by smaller utilities. . Telecommunications is becoming an increasingly popular service offered by electric utilities, given existing access to customers, capital market accessibility, and facilities synergies. One of the complementary services most commonly considered for offer by utilities today is fiber optics. Since the Electric Utility has expressed particular interest in this type of service, it is discussed separately below. Fiber Optics The need to communicate more rapidly, in more ways, and with greater quality is fostering the development of fiber optic technology. The ability to improve and expand communication through the enormous amounts of information that pulses of light speeding over glass highways can provide represents a genuine advancement of existing technology. The communication needs of the City and the Electric Utility may offer the opportunity to develop a backbone network from which this technology can take root. The Electric Utility's current use of cellular telephones to obtain operational information has had limited success as the quality of service is compromised by repeated interruptions and breakdowns. The City's water system recently considered upgrading its SCADA system using fiber optic technology but, given timing considerations, chose a radio wave system. The allure and promise of this type of technology is obvious. However, the decision to construct and offer this system to consumers should still be fundamentally. rooted in economics. One can embrace the perspective that fiber optics is much like stereo equipment, desktop computers, cellular telephones or any other previously innovative technology. The early cost of these systems may be too prohibitive for most to support, but as time passes and system components become more affordable, the marketability of the service comes into line with the ability and willingness of consumers to pay for it. At this stage a recommendation to construct an optical network for the Electric Utility requires a more in-depth evaluation and comparison of the costs of the alternatives. Concurrent with this exercise would be an investigation, at the policy level, to establish the level of involvement that the City is comfortable with in regard to the risks inherent in investing in the construction of the necessary infrastructure. Until those studies arefconducted, there is little tangible evidence to support the City's development of such a network. 2-8 I I I I I' I I I I I I I I I I I I I- I DRAFf 6/22/98 Due to regulatory and customer funding restrictions, all of the business options discussed above must be operated as stand-alone companies. It is generally necessary in these situations to procure a venture capital partner in order to offer them. Because the businesses are competitive, the operator must not only have the ability to lose money on the venture, but be willing to take that risk. 2.5.3 Wires Currently, the Electric Utility maintains ownership and operation of its wires. With the advent of unbundled services, the costs associated with this service will be exposed. While it is unlikely that knowing the Electric U~ity's costs to provide these services will cause large numbers of consumers to consider leaving the system for a lower cost provider, if those costs are out of line with the mainstream, it can cause pressure to build on the Electric Utility operations. Over time, this type of pressure can encourage improvements and efficiencies in higher cost providers as well as supply lower cost providers with the knowledge that their operations are competitive. 2.6 Summary ) The City has indicated that maintaining local control of its Electric Utility is a priority. Deregulation, with its separation of functions, certainly offers the ability to do this to whatever degree is desirable. Maintaining local control will require a good mix of high quality and low cost. This can be determined in three ways: . Benchmarking will provide the Electric Utility with the comparative data that it needs to know whether it is staying competitive with its peers. . Historical data should be tracked to make certain that the Electric Utility is improving as time goes on and not lagging behind its own performance. . The market value of the Utility or its cO'mponents should be checked periodically by testing market interest. With the changes that deregulation of the industry will bring to the management of electric utilities, the role of the strategic planning process should be to establish the direction and focus needed to provide the Electric Utility customers with excellent service and a reliable commodity at a very competitive price. Costs will be unbundled through deregulation and customers will be aware, for the first time, of what they are paying for each of the different components of their electric service. The Electric Utility will be faced with marketers looking for new customers, and customers looking for more choices. In the short term, there might be synergies available from joining with other public or private entities in areas such as billing, purchasing, or shared inventories. However, the Electric Utility will be required to be at or close to the competition if its services are to be of value to other utilities, as well as to consumers, in a deregulated market. . ( The following assessment of the Electric Utility's financial and competitive position is developed to help identify areas that management will need to address as competition begins to influence the market for the Electric Utility's services. 2-9 I I I I .1 I I I I I I I I I I I I I- I DRAFT 6/22/98 3 Analysis of the Current Situation An important starting point for any study of this nature is an analysis of the situation as it exists today. Therefore, the purpose of this section of the report will be to examine both the external-and internal forces that impact the Electric Utility. This will provide the background needed to begin the proce~s of exploring future needs. ' 3.1 Customer and Utility Employee Interviews In order to provide a critical perspective of tJ:1e Electric Utility, an early step in the evaluation process was to conduct external interviews with both the Electric Utility's customers and its employees. These interviews were conducted using a variation of David Garvin's "Eight Dimensions of Quality"l that was adapted for this study. The Electric Utility's customers generally provided positive comments. The quality of service, level of rates, and the responsive staff were all cited as positives. Customers perceived three weaknesses in the Electric Utility. Issues surrounding a lack of understanding and information regarding deregulation and demand charges, lack of service options and conservation programs, and concerns about efficiency were perceived by customers as problem areas. Interviews with employees revealed that overall Electric Utility performance was a perceived strength, along with low rates, the safety program and continued commitment to customer service. Employees expressed concern over insufficient engineering personnel and low morale within certain departments. Other cited weaknesses included the value of the Electric Utility's integration with Public Works, internal communication difficulties, lack of backup at all functions and utilization of a non-FERC based accounting system. While weaknesses were cited by both customers }mdemployees', the Electric Utility currently enjoys a very positive relationship with its customers and good support from the community. 3.2 Customer Base The Electric Utility's customer base is altering with the vagaries of industrial development and the realities of the Growth Management Act. When the Rayonier Plant closed, the Electric Utility lost more than 15% of its load. If the EIwha dams are removed and Daishowa acquires replacement power through the Electric Utility, industrial load will increase. These changes must be reviewed closely for their financial impacts on both the Electric Utility and the City's general fund. I David A. Garvin, "Competing on the Eight Dimensions of Quality," Harvard Business Review. November- December, 1987. 3-1 I. I I I I I I I I I I I I I I I I I- I DRAFI' 6/22/98 3.3 Annexation The City has had a long-standing policy of serving annexed areas with its own utilities. In the case of electric service, the fact that Electric Utility rates are lower than Clallam County PUD's rates could be an attractive selling point for citizens considering annexation. With the potential size of the area's UGA annexation, the City should be cautious of the impacts of its "annex and serve" 'policy. How the acquisition of the annexed assets would be financed, what service upgrades and additions may be needed, and what rate effects might accrue to existing customers on both sides of the annexation boundary are among the questions that need to be addressed. . The City should consider replacing its "annex and serve" policy with a "no losers test" in evaluating whether to provide utility service to newly annexed areas. In the case of electrical service, customers on both sides of the annexation boundary would be no worse off if the City annexes a new to area. This standard has the very real advantage of precluding the view of annexation as a win-lose proposition. A rough evaluation of the no loser threshold can be developed based upon existing utility investment information. If the required investment exceeds the threshold, then existing customers would be disadvantaged and other considerations would be needed to support the decision to annex. Existing per customer investment by the Electric Utility in plant in service amounts to roughly $1,550 at year-end 1997. Clallam County PUD's per customer electric investment at year-end 1997 amounts to roughly $2,100. The difference in average investment values reflects many factors to inClude the density advantage that the Electric Utility enjoys relative to Clallam County PUD. . If the City were to acquire all of the PUD's customers currently within UGA at the PUD's average cost/customer, the price would be approximately $1,900,000 (assuming about 900 customers exist in the UGA). The value of the Electric Utility's average investment cost in serving 900 customers would amount to about $1,400,000. The investment-difference of about $500,000 would represent the portion of the acquisition that would impact existing Electric Utility customers through increased rates as a result of the acquisition. The Electric Utility's current internal rate of return is about 6.5%. Bond financing rates run between 5.5% to 6.5%. Assuming a required rate of return of 6% on the $500,000 of incremental investment would establish a required increase in annual Electric Utility revenue of about $30,000. With existing Electric Utility rate revenues of about $16,500,000, the additional revenue required to support the incremental investment would amount to about a .2% increase in rates. This increased rate burden should be viewed not only in the context of the Electric Utility's fund, but also the general fund. If the Electric Utility provides electricity, a utility tax of up to 6% of the increase in sales will accrue to the general fund. Assuming revenue of $1 ,000 per year revenue per customer under existing rates, the utility tax to be generated from the annexation area would be 3-2 I. ------ I I I I I I I I I I I I I I I I I I I 'DRAFr 6/22/98 up to approximately $54,000/year. Under this hypothetical example, the electric customer would pay slightly more for power, but could receive an equal or greater value of general fund services. A similar conclusion may not be appropriate with respect to the water system serving the UGA. Indications are that the existing water system within the UGA will need to be improved if it is to be capable of providing the same level of service and quality that City consumers currently enjoy. In . such situations, a "no loser" analysis can be used to identify the per customer contribution needed to protect existing City customers from having to bear ~e cost of upgrading the water systems outside of the City's current boundaries but within the UGA. Without basic cost data, the necessary analysis cannot be constructed at this point; however, establishing a Local or Utility Improvement District (LID/UID) charge in addition to existing water rates would allow those customer who benefit from the improvements to pay for them, and shelter existing customers from inappropriate rate increases. ( . 3.4 Competitiveness Comparisons of financial and cost statistics were developed as a means of evaluating the Electric Utility's ability to compete in an open access electricity market. Comparisons were made with other Washington municipal utilities, regional public utilities districts, private electric utilities, as well as directly with Clallam County PUD. Comparisons were made of power supply costs and overall rate levels, as well as "wires" fees. In summary, the Electric Utility is currently competitive. I ts wires fees are in the lower quartile of similarly situated public utilities in Washington. 3.4.1 Finances The Electric Utility has undergone a significant financial transformation in recent years both as a result of certain events that were outside of the Electric Utility's sphere of influence as well as internal efforts to improve the efficiency of its operation. The closure of the Rayonier facility and the 1996 Bonneville Power Administration (BP A) rate reductions helped reduce. the size and amount of the Electric Utility's power. purchases. More fundamental, however, were management's decisions to purchase a portion of the Electric Utility's power supplies from non-BFA sources, and to curb its operating expenditures through employee cutbacks and increased efficiency. These consCious efforts to reduce and control costs have helped improve the Electric Utility's financial position. Statistical support for this assertion indicates that the Electric Utility is one of the lower cost providers of electric service in the Northwest in comparison to other municipals, coops and PUDs. The combination of competitive power costs and efficient delivery service will allow the Electric Utility to contin\le to offer its customers competitively priced electric services when full retail access takes effect. An investigation of the Electric Utility's financial statistics must address the significant. amount of cash on hand as a current asset. Approximately 67%, or roughly $6,000,000, of year-end 1997 Current Assets are Cash and Equity in Investments. This highly liquid position has both positive and negative connotations. This level of liquidity will provide the Electric Utility with the flexibility to take advantage of market opportunities in a 3-3 I I I I I I I I I I ,I I I I I I I I- I DRAFI' 6/22/98 deregulated environment. The ability to quickly react to these markets will be affected by the amount of readily available assets the Electric Utility has to call upon. Contrary to this perspective is the realization that a large portion of this cash balance was generated in recent years through the Electric Utility's retail rates. Under deregulation, the Electric Utility's ability to generate such surpluses in the future may be affected by the pressure that competition can exert on rates. For now, the ElectricUtility's cash position offers a degree of financial flexibility that can be an advantage in a deregulated electricity environment. 3~4.2 Debt The Electric Utility's Long-Term Debt position also came under scrutiny when evaluating its competitive position. The Electric Utility's outstanding debt represents a larger portion of its Total Assets than that of several other local municipalities. The fact that the interest rates are low can be viewed positively in comparison to using internally generated funds to finance operations. Given the Electric Utility's large cash holdings, an opportunity to retire a significant portion of the outstanding debt obligations exists in the future. Competition, however, will playa hand in this decision as the pressure to remain competitive creates other demands on the Electric Utility's assets. 3.5 Policies and Procedures A review of the Electric Utility's existing .policies found that they cover topics and areas traditionally found in electric utilities. However, there are areas where the deregulated environment will require policy refinements in order to broaden the Electric Utility's ability to take advantage of emerging market opportunities. In this regard, the review concentrated on five key areas that will feel the burden of increased competition in the electric industry: power supply, finance, rates, customer service, and procurement. 3.5.1 Power Supply At this time, there is no formal policy on power procurement or procedures used to evaluate least cost supply alternatives. The budget references a policy to give "High priority to expenditures that reduce future operating costs". Unfortunately, given that almost 57% of electric utility costs are power supplies, such a generic directive may not provide sufficient emphasis for future market acquisitions. In the future, load aggregation, affiliations and cooperative arrangements with other utilities, customers, and other entities will be available. The Memorandum of Understanding with the Clallam County PUD, along with purchase arrangements with LG&E and CSPE, represent the types of opportunities that the Electric Ut~ity will continually need to evaluate and pursue under deregulation. Regardless of the opportunities, a more definitive power supply policy is warranted in response to the competitive electricity era. 3-4 I I I I 'I I I I I I I I 'I I I I I I- I DRAFT 6/22/98 3.5.2 Financial The City's investment policy should be evaluated relative 'to what power supply competitors will be pursuing. One aspect of a competitive energy market is the use of high risk financial tools such as futures contracts and derivative trading by marketers to help reduce or fix short term energy costs. Such investments are totally inconsistent with the City's investment performance objectives of safety and liquidity. Therefore. in evaluating its involvement in the competitive electric m'arket, the City's investment policy ne,eds to reflect a conscious decision as to the level of its participation, if any, in alternative investment strategies. 3.5.3 Rates Competition will also exert greater influence on price, and force utilities to develop more service options for customers to choose from. The cost to provide these new services will need to be determined to develop appropriate rates. In certain instances. some of these services will need to be priced based upon the market rather than cost. The City's cost- based rate policy .}Vill need to be broadened to recognize the potential for these situations to arise. ' 3.5.4 Customer Service In conjunction with developing additional service options, competition will emphasize greater efforts toward meeting customer desires. To that end, the Electric Utility's customer service policies will also need some refinement. For example, utilization of late fees as penalties is a punitive type of method for encouraging prompt payment. One approach that is commonly used is a discount to encourage prompt payment. The discount is "rolled" into rates, and, in essence, those that do not take advantage of the discount (the late payers) fund the discount. This simple approach turns the punitive concept around and represents an excellent way to reward the good customers for prompt payment. Issues such as Service Reliability Standards, Curtailments and Service Restoration Priorities, Metering and Testing procedures, Deposits, Premise Access, as well as Temporary and Standby Services are typically addressed within a General Terms and Conditions segment of an electric utility tariff. Most of these topics affect the treatment of customers under normal and non-normal operations. To the extent these policies exist, they should be consolidated into the Utility's Rate Schedule document. Consumer protection issues are a natural outgrowth of the move to competition since situations can be created in which consumers could be disadvantaged. The state legislature recently adopted certain consumer protection standards (ESSB 6560) for most electric utilities. Many of these standards are already addressed as policy items. While the Electric Utility may not be required to adopt such policies, the fact that some utilities already have adopted them and others may be required to do so, indicates that consideration of them by the Electric Utility would be a prudent course of action at this time. ! 3-5 I I I I I' I I I I I I I I I I I I I- I DRAFT 6/22/98 3.5.5 Bidding, Procurement, and Contract Management The Public Works Department utilizes concise and appropriate policies to guide its bidding and contact management activities. These policies, however, can be expensive in both the time it takes to administer-the processes, and in lost opportunities. The project administration policy could be strengthened by more explicitly stating the mutual responsibilities of the parties. Another area that may need some tightening up is purchasing and inventory control of electrical material. The City's Finance Department should design a modest recording and control system to assure good records, adequate inventory levels, and timely material replacement. Deregulation may also necessitate some changes in policy. If voters pass Initiative 200 in the fall, the City should call for a legal review of the women and minority business solicitations policy to assure its continued legality. Purchasing and contracting under deregulation could be an area where state law may need updating to enable utilities to make decisions more promptly and with less process. 3.5.6 Future Issues In addition to these existing policies and procedures, there are future issues that also warrant discussion. As power supply markets develop, utilities will likely transact purchases and sales on a much shorter time line than before. Typically, utilities are accustomed to thinking about resources as long term obligations. However, daily and real time transactions are more likely to occur as these markets mature. Policies need to be developed to, guide the Electric Utility's participation in these markets. Market participation also carries a concurrent obligation to improve the response time of the rate setting process. The traditional approach of analyzing the cost of service and revenue requirement and developing a rate proposal for adoption by the City Council will continue to be a mainstay of the rate setting process. However, under open access it is very likely that Electric Utility customers will be approached regularly by alternative service providers with lower cost proposals or programs. The Electric Utility will need to respond to these offers within a matter of hours or days and essentially need to be afforded the authority to meet the competition based upon whether it determines that it is financially prudent to do so. 3.6 Systems The City utilizes a number of different systems in conducting its operations. Three of those systems, Accounting, Financial (Rates), and Management Information were reviewed to determine their ability to complement the Electric Utility's progress toward deregulation. 3-6 I I I 'I I I I I I I I I I I I I I I- I DRAFI' 6/22/98 3.6.1 Accounting The City's Accounting system follows a traditional municipal budgetary approach. While this system is appropriate for the City's current operations, as deregulation moves forward there will be a greater need for budget and accounting information to be developed along "functional" service categories. The need for this information is crucial to the development of an "unbundled" cost of service analysis (COSA) and accompanying rate structures for both existing and new services. The present accounting system is incapable of providing this information unless some type of modification is developed. ' The review focused on four separate modifications that could be pursued in an effort to upgrade the existing accounting system. Of the four, the preferred approach is to develop a supplementary set of accounts, designed to track cost in a functional format. The process would establish a parallel system of FERC accounts, using a system similar to the City's existing "job cost" approach, to track costs by service function. Anyone of these four options will improve the systems ability to provide more accurate functional cost data than the existing system. However, the City must consider the cost and impact that implementation would have on existing processes. 3.6.2 Financial The accounting system modifications discussed above will have the greatest impact upon the Electric Utility's existing financial or rate setting system. Electric rates and service charges are developed using the Electric Utility's CO SA model. At present the model follows traditional cost analysis techniques but lacks sufficient cost detail to identify this information by the individual service functions that the City's Electric Utility provides. For example, under the existing accounting system costs are lumped into categories such as Debt Service, Labor, Taxes, etc. The Electric Utility does not provide debt services, labor , or taxes. Instead, the Electric Utility incurs these costs in its efforts to provide such functional services as the Generation, Transmission, and Distribution of electricity. The, improvement in the accounting systems ability to provide costs by these functional services will enable the Electric Utility to modify its existing COSA model to identify the costs incurred in providing each function to each class of service or rate schedule. 3.6.3 Management Information System (MIS) The speed and complexity at which competitive markets operate will require the City to consider enhancements and upgrades to its existing Management Information System (MIS). The City's current Solutions for Government™ software is very capable of conducting some of the activities that the deregulated market will require. However, other activities such as tracking power costs and matching customer consumption and billings with specific power suppliers is beyond the systems current capabilities. New systems are being introduced into the market today that are designed to address these requirements. In the interim, the City's information systems specialist can develop customized reports that will retrieve some of the information that the Electric Utility will 3-7 L-__________ I I I I I I I I I I I I I I I I I I- I DRAFf 6/22/98 need under deregulation. However, caution is suggested with respect to initiating extensive changes to the system to accomplish this refinement. Reworking an existing system versus purchasing an upgrade is a decision that the City will need to consider as deregulation progresses. Any recommendation to purchase an upgrade comes with the precaution that the acquisition should be delayed until other utilities have experience with the software. A more cautious approach toward software acquisition allows others to work through the programming "bugs" that typically plague initial releases. The lIkelihood that additional hardware capability will also need to be acquired to run the new software warrants a slower approach to enhancing the existing system at this time regardless of the progress of deregulation. 3.7 Stranded Cost Estimation The shift to a competitive environment may present the Electric Utility with the risk of customers choosing alternative service providers. This occurrence could hinder the Electric Utility's future ability to recover the costs of its existing assets. When customers begin to choose alternatives, utility assets can become under-utilized or completely "stranded." Stranded costs are estimated as the ongoing cost of an asset in excess of its market value. Under the new competitive environment, Port Angeles residents will want to pay no more than market value for the power they receive. It is important to note that many utilities will face significant stranded costs over the next five to ten years and will need to implement some form of stranded cost recovery. Stranded cost recovery requires rate increases to fund accelerated payment of debt, buydown or buyout of power contracts and other measures such that remainy,.g asset costs are "at the market". These rate increases, implemented as a competitive transition charge (CTC), would be non-bypassable. All customers would pay CTCs, even those that have left the system. The two items investigated for stranded costs are associated with the Electric Utility's power supply costs. The Morse Creek Hydro facility represents a classic stranded cost asset, given its . total costs in relation to the market. However, the Electric Utility's efforts to work with the State Fish and Wildlife Department ~o provide power and water management capabilities in exchange for avoiding expensive habitat mitigation expenditures effectively addresses the issue at this time. The Electric Utility is also faced with the prospect of having to pay for BP A conservation programs after the existing power contract ends. While the Electric Utility can pursue various strategies to avoid or mitigate these charges, the Electric Utility should monitor this situation for further developments. For distribution systems, stranded costs are typically low since customers do not have alternative providers for wires service. That is not to say that customers cannot self-generate, or in some cases, by-pass the system. However, stranded costs for the Electric Utility's distribution system do not appear to be a significant risk for the City. 3-8 I I I I I I I I I I I I I I I I I I- I DRAFf 6/22/98 3.8 Recommendations What to do with the City Electric Utility in the face of deregulation is a significant financial, public relations and employee issue. Financially, the Electric Utility provides a large sum of money to the City's general fund and competitive rates to its customers. . From a public relations standpoint, doing nothing, acquiring additional territory or combining the utility with another all can have negative impacts. Finally, a significant number of highly trained professionals have committed " much of their professional careers to the Electric Utility at the expense of other opportunities. Notwithstanding the complexity and multiple impacts associated with electric deregulation, the City Council has asked for recommendations on how to proceed as this new environment unfolds. ( . Of primary consideration is the fact the City currently operates a successful and competitive Electric Utility. The question, then, is how to continue to do so once the forces of competition begin to exert their influences on price, services and consumer choice. Given this role, the Electric Utility should continue to provide wires service, power supply for core customers and perform certain other energy service functions. Information is a key element in maintaining competitiveness. Customers will need information to make their own decisions about power suppliers for the first time. Employees need it to feel more secure in their jobs, their futures, and how to best direct their daily efforts. The Electric Utility needs it to benchmark its position relative to the competition and the City Council needs it to properly focus the direction the Electric Utility pursues in this more competitive environment. Policies and procedures that deal with both external issues (like annexations) and internal ones (like power supply, finances, rates, customers and procurement), need to be reviewed and consolidated for soundness and flexibility. Stranded costs should be considered a possibility, and mitigation strategies proposed. . The recent reorganization of the Electric Utility has provided many advantages to the City, but has also created some difficulties. The new utility environment will require flexibility a,nd real-time decision making. As such, new organizational delegations may need to be made to promote the promptness necessary to compete with private enterprise. Changes will also be necessary in some of the systems that support City functions. The Utility's COSA needs to be updated to provide greater detail. The Management Information System, while capable of handling the current needs of the Electric Utility, will be required to provide more and different information in the future. "The following action plan section of this report will discuss the direction and options that the City should consider in determining how it will operate under deregulation. 3-9 I I I I I I I I I I I I I I I I I I- I DRAFI' 6/22/98 4 Action Plan 4.1 External Issues , 4.1.1 'Information More than at any other time in history, information has become the buttress of the electrical industry. The wholesale market has required that information systems be greatly enhanced. Independent system operators (150s) and electronic bulletin boards (EBBs) have become widespread. The Dow Jones cash prices for power at various sites and the NYMEX futures market for electricity have changed the character of power purchases. The end result of this increased information and open access to high voltage transmission is fierce competition at the wholesale level. At the retail level, anxious consumers faced with customer choice programs will also be demanding increased levels of information. While the Electric Utility does maintain a presence within the Public Works Department portion of the City of Port Angeles' web site, there is no restructuring information available there. A more customer-friendly, informative, and accessible site would be of great service to consumers facing decisions involving electric service providers. Information for the use of the Electric Utility itself will also be crucial in the future business environment. '4.1.2 Annexations The City has identified a large area east of the incorporation boundary as part of its Urban Growth Area. With some 1,700 people that may be annexed, this urban growth area could . increase, the number of households/businesses served by the Electric Utility by approximately 9%. The City currently has a policy of serving all infrastructure requirements in an area that is annexed. T?e acquisition and service costs resulting from this annexation policy must be weighed carefully as Port Angeles' growth management plans are considered. A no-losers test should be used as the cornerstone for subsequent annexation decisions. 4.1.3 Maintain Competitiveness In order to remain competitive in the industry, it will be necessary to periodically benchmark the position of the Electric Utility compared to other utilities. The most reliable and direct way to do this would be to compare the functional components of the Electric Utility's wires fees to other, similar providers. This benchmarking should be undertaken periodically. 4-1 II I I I I I I I I I I I I I I I I I- I DRAFT 6/22/98 4.1.4 Service Needed in New Environment As noted earlier, it is recommended that the Electric Utility provide power supply services for its core customers (residential and small commercial), be the power supply provider of last resort, continue to run the wires business (to include meter reading and billing) and offer certain competitive energy services (DSM, appliance repair, information, etc.). In order to fulfill this future role, the Electric Utility needs to undertake the following . Acquire a partner to assist in power supply management and aggregation. . Evaluate subcontracting the necessary time of use metering, billing and data warehousing requirements associated with full retail competition. . Look for a strategic alliance to enter into cost-effective energy services. All of the aforementioned requirements can be acquired through a public solicitation of int~rest or direct acquisition. A public solicitation is recommended. 4.2 Internal Issues 4.2.1 Policies and Procedures Power Supply . Directly address power supply issues . Diversify the City's electric power portfolio . Evaluate and secure attractive alternatives Financial . Refine policy regarding the loan of funds between departments . . Operate Utility in an environment that simwates what its competitors endure . Recognize the potential volatility of various market opportunities . Consider the use of high-risk financial options such as futures contracts and derivative trading to either reduce or fix short-term energy costs. . Evaluate the Utility's level of participation in a competitive electric market. Rates . City's cost-based rate policy will need to consider that market, rather than cost, may establish the rate . Service Policies should be included within the Rate Schedule document . Complete update of existing Line Extension policy and procedures . Clarify Service Territory boundary review 4-2 I I I I I' I I I I I I I I I I I I I- I DRAFT 6/22/98 Customer . Institute "discount" payment incentives rather than penalties . Establish General Terms and Conditions Section within Rate Schedule document . Establish Service Reliability Standards Section within Rate Schedule d001ment . Consider following consumer protection policies required of some other utilities as a result of the passage ofESSB 6560 Bidding, Procurement, and Contract Management . Strengthen project administration. policy by explicitly stating the mutual responsibilities of the parties. . Call for a legal review of the women and minority business solicitations policy if Initiative 200 passes . Work to update state law re: purchasing and contracting to enable utilities to make decisions more promptly and with less process . Tighten purchasing and inventory control of electrical material . Formalize process of material inventory tracking and control . Design modest recording and control system to assure good records, adequate inventory levels, and timely material replacement Other Policies . Establish policy that reflects the City Council's perspective with respect to Utility involvement in ancillary business ventures and their potential impact on the community and local business development . Develop policies that recognize the amount of time provided or required for decisions and approval in a competitive environment . Give the Utility the authority to meet any competitor's offer within a reasonable time frame if the Utility management deems it to be financially prudent to retain the customer 4.2.2 Debt Position . Recommend that debt be reduced . Fund should accumulate sufficient cash to call the bonds, without overcharging its customers, until 2002 . Keep the Utility in good financial condition 4.2.3 Stranded Costs . Recognize that stranded cost potential exists . Investigate State Fish and Wildlife opportunity with respect to Morse Creek and pursue if viable . Monitor BPA conservation program cost exposure post 2001 and evaluate least cost solutions 4-3 I I I I .1 I I I I I I I I I I I I I- I. DRAFT 6/22/98 4.2.4 Organization . Integration of the Electric Utility into the Public Works Department has resulted in staff reductions while service has remained high . Deregulation may place potential demands on the City that make the transition more difficult with this integrated organization . Need for FERC type accounting to provide for separating distribution and power rates . Potential for Washington Utilities and Transportation Commission to gain regulatory . . oversight . .Future need for real time decision making for customers, suppliers, and competitors to . retain customers,. execute power swaps or other resource transactions, and aggregate loads for power purchases . Delegation guidelines that will hold individuals accountable for their decisions are required 4.2.5 Systems Accounting Systems Develop a supplementary set of procedures to reclassify costs from the existing system into a functional format using the job cost system . Uses existing resources with very little disruption to the current system; will not only result in the smoothest transition, but also the lowest cost . Implementation should be planned using the current FERC system of accounts and an unbundled COSA model in order to determine the components necessary for a successful system . Begin this process as soon as possible in order to allow enough time for troubleshooting and tracking of detailed costs over a period of time to gather enough information to properly establish historical costs and subsequent customer, transmission and distribution charges. Financial Systems The statutory requirements outlined in the recently signed E2SHB 2831 follow the basic cost of service procedures. The new statutes will require an Unbundled Cost Study from all qualifying utilities. The study will require, at a minimum, identification of the accounting treatment for the following items: . Generation and energy supply . Delivery service by transmission, distribution and control area . Metering and billing . Customer account services . Programs supporting conservation or Non-Hydro renewable resources . Fish and wildlife mitigation . General administration and overhead . Taxes 4-4 I I I I I I I I I I I I I I I I I I I- I DRAFT 6/22/98 These various cost items will need to be functionalized, classified and allocated to customer classes based upon traditional cost analysis techniques. The process used to develop this information will also need to be adequately documented as to the particular study approach (embedded, marginal, etc.) and procedures used. Management Information Systems (MIS) .. Begin immediate investigation of other software options, including upgrading the current software . Consider probability that an upgrade will put the City on a completely different platform that may require complete re-training of the staff . Evaluate other software packages to determine the best overall solution for the City. 4.3 Summary In addition to customer and employee interviews, this report has discussed a number of other issues that relate to the current situation of the City's Electric Utility. Based on the interviews, the indication is that the Electric Utility has been effective in providing rel~able service at a low cost. A financial review indicates that the Electric Utility is financially sound and in a good position to be competitive in the coming economic climate. Policies and procedures have been examined for their soundness, appropriateness and flexibility. Stranded costs are discussed in regard to their possible implications to the Electric Utility. The organizational structure of the City and its Electric Utility is examined to identify potential issues that could impede efficiency. The systems that support the operation of the Electric Utility are also discussed in light of future needs. Finally, a discussion of a fiber optics system, to enhance utility communications and to possibly provide a future business opportunity, was developed at the request of the City. The electric utility industry is entering into an unprecedented period of change, from which will emerge winners and'losers. Utilities that have firm strategic and action plans in place will contend success~y against competitors. While the details of deregulation may not yet be clearly defined in Washington, it is certain some form of restructuring will occur. One immediate response to this will be the customer's need for information to understand and participate in the process. The City, which has been shown to run a successful and competitive utility, will need to maintain that level of achievement and competitiveness. In order to do so, it must comprehend the new demands that will be placed on it as a participant in a competitive market. This strategic planning effort has identified the options available to the City in the new environment and decisions must now be made regarding the direction the utility will take in the future. 4-5