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HomeMy WebLinkAbout000194C Original ContractBPA Pilot Participation Agreement PILOT PARTICIPATION AGREEMENT This PILOT PARTICIPATION AGREEMENT, made and entered into as of the last signature date written below, is between Global Energy Partners, LLC, City of Port Angeles, and North Olympic Library System "Customer"). RECITALS The City of Port Angeles "COPA in partnership with the Bonneville Power Administration "BPA is conducting this Commercial and Industrial Demand Response Pilot Project "Project which is designed to demonstrate Demand Response (DR) capabilities and technologies in the Pacific Northwest. Global Energy Partners, LLC "Global has been engaged by BPA to manage the Project. This Project aims to demonstrate that commercial and industrial "C &I DR assets can be used to: Delay or eliminate the need for regional transmission system upgrades; Reduce peak electrical demand; Reduce wholesale power supply costs; Test the ability to dispatch specific C &I loads through automated DR strategies. In addition to the above goals, BPA will investigate and collect information as to the responsiveness of C &I loads served by COPA to determine the benefits of DR as a tool for assisting BPA meet system loads and grid conditions. AGREEMENT a 1. The Customer agrees to participate in the Project with the understanding that the Customer shall receive an Equipment/Installation Incentive for the implementation of demand response technologies and measures at its operating site. Global agrees to pay agreed upon project costs for the design, procurement, and installation of the automated demand response technologies and measures. 2. The Equipment/Installation Incentive shall be for the reimbursement of costs associated with the design, procurement, and installation of the automated demand response technologies and measures. The Equipment/Installation Incentive amount and automated demand response technologies and measures are defined in Attachment A. The total Equipment/Installation Incentive cannot exceed 100% of the automated demand response project costs. 3. Global will work with the Customer to develop the specifications for the potential cost effective automated demand response technologies and measures. Global will perform a field visit to conduct a pre installation inspection to verify the compatibility of existing technology, estimate the demand response potential, and work with an installation vendor to identify the scope and cost of the work. 4. Within two weeks after the installation of the automated demand response technologies and measures are completed, the Customer shall contact Global to schedule a post installation inspection. A Global representative will visit the site to verify that that the automated demand response technologies and measures have been installed and are fit for the use intended. 1 5. After completion of items 1 -4, the Customer shall provide Global with copies of invoices for project equipment and construction. Invoices must include: vendor name /address /phone, itemized listing of products including quantity, product description, manufacturer, model and other identifying information as appropriate, and cost details. All information must be provided to Global within 5 days of the post installation inspection. Upon receipt of the invoices from Customer, Global will submit a request to BPA for reimbursement. Global will then pay the Customer within 60 days upon the receipt of the invoices from Customer. 6. After the post installation inspection, the Customer agrees to begin participating in DR demonstration test events to be scheduled either by the COPA or the BPA. These demonstration test events will evaluate the technical and economic efficacy of C &I DR for winter, non winter and fast DR applications. The anticipated number of events will be no more than fifteen (15) for the entire Project, the duration of any single event will not exceed two (2) hours. 7. In order to receive the Equipment/Installation Incentive from Global, the Customer must complete and submit a W-9. A copy of the W -9 form is included in Attachment B. 8. This agreement shall expire on August 31, 2012, unless the Parties mutually agree to either an extension or early termination of the Agreement. 9. The Customer shall take adequate safeguards to prevent loss, damage, or theft of the Project Equipment and control, communication, and monitoring equipment. The Customer shall follow adequate maintenance procedures to keep the Equipment in good condition. No warranty, expressed or implied, is provided except that provided by the Equipment Manufacturer. The Customer agrees that it will not make any claim or file any action against Global, COPA, or the BPA, its officers, officials, employees, and volunteers in connection with the Project or use of Project Equipment. 10. The Customer shall indemnify and hold harmless Global, COPA, and BPA, its officers, officials, employees, and volunteers from any and all claims, injuries, damages, losses or suits, including attorney fees, arising or issuing out of or in connection with the Project, except as may be caused by the sole negligence or willful conduct on part of Global, COPA, or BPA. Neither Global, COPA, BPA, nor the installation vendor are responsible for any federal income tax liability, which may be imposed on the Customer as a result of payment of any incentives. 11. In the course of performing the work, Global may be given access to confidential and /or proprietary commercial, technical, energy consumption, and financial information "Information The Customer agrees that Global may use Customer's Information as necessary to detail the results of the Project, including communicating Project data to BPA. Global agrees not to disclose or otherwise make the Information available to other third parties, and to maintain security procedures and practices practices that comply with the Federal Trade Commission Red Flags Rules as part of the Fair and Accurate Credit Transactions Act of 2003; however, BPA may release information provided by Customer to comply with FOIA or if required by any other federal law or court order. For information that Customer designates in writing as proprietary, BPA will limit the use and dissemination of that information within BPA to employees who need the information for purposes of the Project. BPA Pilot Participation Agreement 2 AGREED AND ACCEPTED: GLOBAL ENER 1 pY PA TN Signed. ,"I' Name: Title. 11 ;Ce Pretitrit *A5 Address: S(X) nat.:c RA. 5 LAx. Li s-0 Creek. 94S-v. Phone. C z 4 NZ` ?co A Date: c 5/1.1111 BPA Pilot Participation Agreement v City of Port Angeles Signed: /tip Name: es A' f Title: C i Its /new a4-9 C- Address: 1 L 1 k. Aarc A. 113G), U Phone: Date 1C /W/7 CUSTOMER: Signed: lat:1444 Name: Title: bike= iP' Address: 22-1 b 6OLtily PaaVVILLI P cos% Phone. 3(0) 41 7. Date. dS0 i 1 3 Global will work with the control vendor to verify that the automated demand response technology (vendor's equipment) has been installed and is fit for the use intended and the measures (load -shed strategies) function correctly at no additional cost to the City or customer. Fit for use intended, constitutes a fully functional Demand Response Control and Communication System capable of interfacing with the DRBizNet platform. Global will also work with UISOL to guarantee DRBizNet connectivity to the Customer location stated in the Vendor Proposal at no additional cost to the City or customer. Winter Measure Descriptions Measure 1. Equipment Load Shed Description of Measure Degree of Adjustment Impacted Estimate 2 degrees increase from normal set point for pre heat (2 hours prior to event) followed by 2 degree Pre -heat space followed by decrease from normal set HVAC: temperature reset point for event duration Heating 18 kW Summer Measure Descriptions Measure 1. Description of Measure Equipment Load Shed Degree of Adjustment Impacted Estimate 2 degrees decrease from normal set point for pre cooling (2 hours prior to event) followed by 2 degree increase Pre cooling of space followed by from normal set point HVAC: temperature reset for event duration Cooling 20 kW Attachment A Funding available for controls installation work Estimated project cost (external) $15,158 Estimated project cost (Internal) $0.00 Other costs $0.00 Estimated WSST $1,273 Total Inc WSST $16,431 A K corp Company Proposal Number: 211 -1043 Agreement Number: By and between: CONTROL CONTRACTORS INC. 5300 Denver Ave South Seattle, WA 98108 Date: April 7, 2011 and (Customer): NORTH OLYMPIC LIBRARY SYSTEM 2210 S. Peabody Port Angeles, WA 98362 Services will be provided at the following location(s): Port Angeles Branch Control Contractors shall perform according to the terms and conditions on the pages attached (hereinafter referred to as the "Agreement Type of Service Power Demand Response hardware, wiring and programming Demand Response Price: Thirteen Thousand Nine Hundred Fifty-eight Dollars ($13,958.00) Plus WSST Project Contingency: One Thousand Two Hundred Dollars ($1,200.00) Plus WSST Invoicing and Payment Terms: Progress Billings This proposal will be effective through August 30, 2011 This proposal and the pages attached shall become a contract only upon signature below in space titled "Approved for Control Contractors Inc. by:" and upon continuance of credit approval by Control Contractors. No waiver, change, or modification of any terms or conditions on this agreement shall be binding on Control Contractors unless made in writing and signed by an officer or authorized manager of Control Contractors. CONTROL CONTRACTORS, INC. By Daryl Kapp, CEM Service Account Executive Approved for Control Contractor Inc. by: Matt Williams Branch Operations Manager By Title Date Signature NORTH OLYMPIC LIBRARY SYSTEM BUILDING SERVICES AGREEMENT Control Contractors, Inc. 5300 Denver Ave South, Seattle, WA 98108 ph 206 328 -17301 fax 206 -328 -0829 Seattle Portland Anchorage Fairbanks A Kcorp Company SYSTEM SERVICES PROPOSAL NOLS Port Angeles Branch Demand Response hardware, electrical install, programming and testing Scope narrative: Provide and install Demand Response hardware and software programming and devices to implement peak demand power reduction goals per input from NOLS and Global Energy Partners, based on 3/10/11 scope description e-mail. The followina is included in this or000sal Provide and install one (1) "Grid Link" internet relay switch ($2,000 cost carried in proposal) Provide and install one (1) wiring for NOLS LAN Fiber Optics CPE by CPI in Server Room, and 24v power connection to relay switch Provide and install two (2) wiring from contacts on relay switch to EMS system Provide and install one (1) wiring and pulse output from utility meter to internet relay switch o Note pulse meter to be provided and installed by others o If multiple pulse output contacts are not available, signal will be picked up by EMS and transmitted to the internet relay switch All software and hardware engineering and programming for: o Demand Response power reduction programming based on closed contact input from relay, or in anticipation of demand spike if possible, based on experience and recommendations o "Pre -Peak" notification input and programming for over -heat over -cool "energy storage° control strategy o Return to Normal state after peak demand period ends may involve staging equipment, prioritizing zones with customer, etc. Low voltage electrical permit Start up and checkout One year warranty for materials and workmanship The following is not included in this or000sal: Troubleshooting and /or repair of existing controls or mechanical systems beyond this scope Any other material or labor not specifically mentioned herein Pulse meter to be selected, provided and installed by others NORTH OLYMPIC LIBRARY SYSTEM BUILDING SERVICES AGREEMENT If you have any questions please contact me at (206) 396 -9793, or email to darvIk( controlcontractors.com Respectfully submitted, Daryl Kapp Account Executive Control Contractors, Inc. 5300 Denver Ave South, Seattle, WA 981081 ph 206 328 -1730 fax 206 328 -0829 Seattle 1 Portland Anchorage Fairbanks 0__CCI A Kcorp Company TERMS AND CONDITIONS NORTH OLYMPIC LIBRARY SYSTEM BUILDING SERVICES AGREEMENT By accepting this proposal, Purchaser agrees to be bound by the following terms and conditions: 1. Scope of Work. This proposal is based upon the use of straight time labor only. Plastering, patching and painting are excluded "In -line" duct and piping devices, including, but not limited to, valves, dampers, humidifiers, wells, taps, flow meters, orifices, etc if required hereunder to be furnished by Control Contractors, Inc., unless noted otherwise, shall be distributed and installed by others under Control Contractors' supervision, but at no additional cost to Control Contractors, Inc. Purchaser agrees to provide Control Contractors with required field utilities (electricity, toilets, drinking water, project hoist, elevator service, etc.) without charge. Control Contractors, Inc. agrees to keep the job site clean of debris arising out of its own operations. Purchaser shall not back charge Control Contractors, Inc (CCI) for any costs or expenses without their written consent Unless specifically noted in the statement of the scope of work or services undertaken by CCI under this agreement, CCI's obligations under this agreement expressly exclude any work or service of any nature associated or connected with the identification, abatement, clean up, control, removal, or disposal of environmental hazards or dangerous substances, to include but not be limited to asbestos or PCB's, discovered in or on the premises. Any language or provision of the agreement elsewhere contained which may authorized or empower the Purchaser to change, modify, or alter the scope of work or services to be performed by CCI shall not operate to compel CCI to perform any work relating to hazards without CCI's express written consent 2 Invoicing Payments. Control Contractors may invoice Purchaser monthly for all materials delivered to the jobsite or to an off -site storage facility and for all work performed on -site and off-site Waivers of lien will be furnished upon request, as the work progresses; to the extent payments are received. If CCI's invoice is not paid within 60 days of its issuance, it is delinquent. 3. Materials. If the materials or equipment included in this proposal become temporarily or permanently unavailable for reasons beyond the control and without the fault of CCI, then in the case of such temporary unavailability, the time for performance of the work shall be extended to the extent thereof, and in the case of permanent unavailability, CCI shall (a) be excused from fumishing said materials or equipment, and (b) be reimbursed for the difference between the cost of the materials or equipment permanently unavailable and the cost of a reasonably available substitute therefore. 4. Warranty. CCI warrants that the equipment manufactured by it shall be free from defects in matenal and workmanship arising from normal usage for a period of one (1) year from delivery of said equipment, or if installed by CCI, for a period of one (1) year from installation CCI warrants that for equipment furnished and /or installed but not manufactured by Schneider Electric or its assigns, CCI will extend the same warranty terms and conditions which CCI receives from the manufacturer of said equipment For equipment installed by CCI, if Purchaser provides written notice to CCI of any such defect within thirty (30) days after the appearance or discovery of such defect, CCI shall, at its option, repair or replace the defective equipment. For equipment not installed by CCI, if Purchaser returns the defective equipment to CCI within thirty (30) days after the appearance or discovery of such defect, CCI shall, at its option, repair or replace the defective equipment and return and retum said equipment to Purchaser. All transportation charges incurred in connection with the warranty for equipment not installed by CCI shall be borne by Purchaser. These warranties do not extend to any equipment which has been repaired by others, abused, altered, or misused, or which has not been properly and reasonably maintained THESE WARRANTIES ARE IN LIEU OF ALL OTHER WARRANTIES, EXPRESS OR IMPLIED, INCLUDING, BUT NOT LIMITED TO, THOSE OF MERCHANTABILITY AND FITNESS FOR A SPECIFIC PURPOSE. Control Contractors, Inc. 5300 Denver Ave South, Seattle, WA 981081 ph 206 328 -1730 fax 206 328 -0829 Seattle Portland /Anchorage Fairbanks A Kcorp Company NORTH OLYMPIC LIBRARY SYSTEM BUILDING SERVICES AGREEMENT 5 Liability. CCI shall not be liable for any special, indirect or consequential damages arising in any manner from the equipment or material fumished or the work performed pursuant to this agreement. 6. Taxes. The price of this proposal does not include duties, sales, use, excise, or other similar taxes, unless required by federal state or local law. Purchaser shall pay, in addition to the stated price, all taxes not legally required to be paid by CCI, or, alternatively, shall provide CCI with acceptable tax exemption certificates. CCI shall provide Purchaser with any tax payment certificate upon request and after completion and acceptance of the work. 7. Delays. CCI shall not be liable for any delay in the performance of the work resulting from or attributed to acts of circumstances beyond CCI's control, including, but not limited to, acts of God, fire, riots, labor disputes, conditions of the premises, acts or omissions of the Purchaser, Owner, or other Contractors or delays caused by suppliers or subcontractors of CCI, etc. 8. Compliance With Laws. CCI shall comply with all applicable federal, state and local laws and regulations and shall obtain all temporary licenses and permits required for the prosecution of the work. Licenses and permits of a permanent nature shall be procured and paid by the Purchaser. 9. Disputes. All disputes involving more than $15,000.00 shall be resolved by arbitration in accordance with the rules of the American Arbitration Association The prevailing party shall recover all legal costs and attorney's fees incurred as a result. Nothing here shall limit any rights under construction lien laws. 10. Insurance. Insurance coverage in excess of CCI's standard limits will be furnished when requested and required No credit will be given or premium paid by CCI for insurance afforded by others. 11. Indemnity. The Parties hereto agree to indemnify each other from any and all liabilities, claims, expenses, losses or damages, including attorneys' fees, which may arise in connection with the execution of the work herein specified and which are caused, in whole or in part, by the negligent act or omission of the Indemnifying Party 12. Occupational Safety and Health. The Parties hereto agree to notify each other immediately upon becoming aware of an inspection under, or any alleged violation of the Occupational Safety and Health Act relating in any way to the project or project site. 13. Entire Agreement. This proposal, upon acceptance, shall constitute the entire agreement between the parties and supersedes any pnor representations or understandings. 14. Changes. No change or modification of any of the terms and conditions stated herein shall be binding upon CCI unless accepted by CCI in writing. Control Contractors, Inc. 5300 Denver Ave South, Seattle, WA 981081 ph 206 -328 -17301 fax 206 328 -0829 Seattle Portland Anchorage Fairbanks Attachment B Form w -9 (Rev October 2007) Department of the Treasury Internal Revenue Service Name (as shown on your income tax return) c 0 C 4' t 3 o b. cI C n. 0 e a. to m N EN North Olympic Library System a Business name, if different from above Part I Part II Sign Here Check appropnate box. Individual /Sole proprietor Corporation Partnership Limited liability company Enter the tax classification (D= disregarded entity, C= corporation, P= partnership) Other (see instructions) Local Government Address (number, street, and apt. or suite no 2210 S. Peabody Street City, state, and ZIP code Port Angeles, WA 98362 List account number(s) here (optional) Taxpayer Identification Number (TIN) Enter your TIN in the appropriate box. The TIN provided must match the name given on Line 1 to avoid backup withholding For individuals, this is your social security number (SSN) However, for a resident alien, sole proprietor, or disregarded entity, see the Part I instructions on page 3. For other entities, it is your employer identification number (EIN). If you do not have a number, see How to get a TIN on page 3 Note. If the account is in more than one name, see the chart on page 4 for guidelines on whose number to enter Certification Identification Number and Certification Under penalties of perjury, I certify that: 1. The number shown on this form is my correct taxpayer identification number (or I am waiting for a number to be issued to me), and 2 I am not subject to backup withholding because: (a) I am exempt from backup withholding, or (b) I have not been notified by the Intemal Revenue Service (IRS) that I am subject to backup withholding as a result of a failure to report all Interest or dividends, or (c) the IRS has notified me that I am no longer subject to backup withholding, and 3. I am a U.S. citizen or other U S person (defined below) Certification instructions. You must cross out item 2 above if you have been notified by the IRS that you are currently subject to backup withholding because you have failed to report all interest and dividends on your tax return. For real estate transactions, item 2 does not apply. For mortgage interest paid, acquisition or abandonment of secured property, cancellation of debt, contributions to an individual retirement arrangement (IRA), and generally, payments other than interest and dividends, you are not required to sign the Certification, but you must provide your correct TIN. See the instructions on page 4. Signature o U.S. person General Instructs A Section references are to the Internal Revenue Cod- unless otherwise noted. Purpose of Form A person who is required to file an information return with the IRS must obtain your correct taxpayer identification number (TIN) to report, for example, income paid to you, real estate transactions, mortgage interest you paid, acquisition or abandonment of secured property, cancellation of debt, or contributions you made to an IRA. Use Form W -9 only if you are a U.S. person (including a resident alien), to provide your correct TIN to the person requesting it (the requester) and, when applicable, to: 1. Certify that the TIN you are giving is correct (or you are waiting for a number to be issued), 2. Certify that you are not subject to backup withholding, or 3. Claim exemption from backup withholding if you are a U.S. exempt payee. If applicable, you are also certifying that as a U.S. person, your allocable share of any partnership income from a U.S. trade or business is not subject to the withholding tax on foreign partners' share of effectively connected income. Note. If a requester gives you a form other than Form W to request your TIN, you must use the requester's form if it is substantially similar to this Form W -9. Request for Taxpayer Give form to the requester. Do not send to the IRS. Exempt payee Requester's name and address (optional) Social security number or Employer identification number 91 1239366 Date► I t/! Definition of a U.S. person. For federal tax purposes, you are considered a U.S. person if you are: An individual who is a U.S. citizen or U.S. resident alien, A partnership, corporation, company, or association created or organized in the United States or under the laws of the United States, An estate (other than a foreign estate), or A domestic trust (as defined in Regulations section 301.7701 -7). Special rules for partnerships. Partnerships that conduct a trade or business in the United States are generally required to pay a withholding tax on any foreign partners' share of income from such business. Further, in certain cases where a Form W -9 has not been received, a partnership is required to presume that a partner is a foreign person, and pay the withholding tax. Therefore, if you are a U.S. person that is a partner in a partnership conducting a trade or business in the United States, provide Form W -9 to the partnership to establish your U.S. status and avoid withholding on your share of partnership income. The person who gives Form W -9 to the partnership for purposes of establishing its U.S. status and avoiding withholding on its allocable share of net income from the partnership conducting a trade or business in the United States is in the following cases: The U.S. owner of a disregarded entity and not the entity, Cat No 10231X Form W -9 (Rev 10 -2007) Form W -9 (Rev 10 -2007) The U.S. grantor or other owner of a grantor trust and not the trust, and The U.S. trust (other than a grantor trust) and not the beneficiaries of the trust. Foreign person. If you are a foreign person, do not use Form W -9. Instead, use the appropriate Form W -8 (see Publication 515, Withholding of Tax on Nonresident Aliens and Foreign Entities). Nonresident alien who becomes a resident alien. Generally, only a nonresident alien individual may use the terms of a tax treaty to reduce or eliminate U.S. tax on certain types of income. However, most tax treaties contain a provision known as a "saving clause." Exceptions specified in the saving clause may permit an exemption from tax to continue for certain types of income even after the payee has otherwise become a U.S. resident alien for tax purposes. If you are a U.S. resident alien who is relying on an exception contained in the saving clause of a tax treaty to claim an exemption from U.S. tax on certain types of income, you must attach a statement to Form W -9 that specifies the following five items: 1 The treaty country. Generally, this must be the same treaty under which you claimed exemption from tax as a nonresident alien. 2. The treaty article addressing the income. 3. The article number (or location) in the tax treaty that contains the saving clause and its exceptions. 4. The type and amount of income that qualifies for the exemption from tax. 5. Sufficient facts to justify the exemption from tax under the terms of the treaty article. Example. Article 20 of the U.S. -China income tax treaty allows an exemption from tax for scholarship income received by a Chinese student temporarily present in the United States. Under U.S. law, this student will become a resident alien for tax purposes if his or her stay in the United States exceeds 5 calendar years. However, paragraph 2 of the first Protocol to the U.S. -China treaty (dated April 30, 1984) allows the provisions of Article 20 to continue to apply even after the Chinese student becomes a resident alien of the United States. A Chinese student who qualifies for this exception (under paragraph 2 of the first protocol) and is relying on this exception to claim an exemption from tax on his or her scholarship or fellowship income would attach to Form W -9 a statement that includes the information described above to support that exemption. If you are a nonresident alien or a foreign entity not subject to backup withholding, give the requester the appropriate completed Form W -8. What is backup withholding? Persons making certain payments to you must under certain conditions withhold and pay to the IRS 28% of such payments. This is called "backup withholding." Payments that may be subject to backup withholding include interest, tax- exempt interest, dividends, broker and barter exchange transactions, rents, royalties, nonemployee pay, and certain payments from fishing boat operators. Real estate transactions are not subject to backup withholding. You will not be subject to backup withholding on payments you receive if you give the requester your correct TIN, make the proper certifications, and report all your taxable interest and dividends on your tax retum. Payments you receive will be subject to backup withholding if: 1. You do not furnish your TIN to the requester, 2. You do not certify your TIN when required (see the Part II instructions on page 3 for details), 3. The IRS tells the requester that you fumished an incorrect TIN, Page 2 4. The IRS tells you that you are subject to backup withholding because you did not report all your interest and dividends on your tax retum (for reportable interest and dividends only), or 5. You do not certify to the requester that you are not subject to backup withholding under 4 above (for reportable interest and dividend accounts opened after 1983 only). Certain payees and payments are exempt from backup withholding. See the instructions below and the separate Instructions for the Requester of Form W -9. Also see Special rules for partnerships on page 1. Penalties Failure to fumish TIN. If you fail to furnish your correct TIN to a requester, you are subject to a penalty of $50 for each such failure unless your failure is due to reasonable cause and not to willful neglect. Civil penalty for false information with respect to withholding. If you make a false statement with no reasonable basis that results in no backup withholding, you are subject to a $500 penalty. Criminal penalty for falsifying information. Willfully falsifying certifications or affirmations may subject you to criminal penalties including fines and /or imprisonment. Misuse of TINs. If the requester discloses or uses TINs in violation of federal law, the requester may be subject to civil and criminal penalties. Specific Instructions Name If you are an individual, you must generally enter the name shown on your income tax return. However, if you have changed your last name, for instance, due to marriage without informing the Social Security Administration of the name change, enter your first name, the last name shown on your social security card, and your new last name. If the account is in joint names, list first, and then circle, the name of the person or entity whose number you entered in Part I of the form. Sole proprietor. Enter your individual name as shown on your income tax return on the "Name" line. You may enter your business, trade, or "doing business as (DBA)" name on the "Business name" line. Limited liability company (LLC). Check the "Limited liability company" box only and enter the appropriate code for the tax classification "D" for disregarded entity, "C" for corporation, "P" for partnership) in the space provided. For a single- member LLC (including a foreign LLC with a domestic owner) that is disregarded as an entity separate from its owner under Regulations section 301.7701 -3, enter the owner's name on the "Name" line. Enter the LLC's name on the "Business name" line. For an LLC classified as a partnership or a corporation, enter the LLC's name on the "Name" line and any business, trade, or DBA name on the "Business name" line. Other entities. Enter your business name as shown on required federal tax documents on the "Name" line. This name should match the name shown on the charter or other legal document creating the entity. You may enter any business, trade, or DBA name on the `Business name" line. Note. You are requested to check the appropriate box for your status (individual /sole proprietor, corporation, etc.). Exempt Payee If you are exempt from backup withholding, enter your name as described above and check the appropriate box for your status, then check the "Exempt payee" box in the line following the business name, sign and date the form. Form W -9 (Rev 10 -2007) Generally, individuals (including sole proprietors) are not exempt from backup withholding. Corporations are exempt from backup withholding for certain payments, such as interest and dividends. Note. If you are exempt from backup withholding, you should still complete this form to avoid possible erroneous backup withholding. The following payees are exempt from backup withholding: 1. An organization exempt from tax under section 501(a), any IRA, or a custodial account under section 403(b)(7) if the account satisfies the requirements of section 401(f)(2), 2. The United States or any of its agencies or instrumentalities, 3. A state, the District of Columbia, a possession of the United States, or any of their political subdivisions or instrumentalities, 4. A foreign government or any of its political subdivisions, agencies, or instrumentalities, or 5. An international organization or any of its agencies or instrumentalities. Other payees that may be exempt from backup withholding include: 6. A corporation, 7. A foreign central bank of issue, 8. A dealer in securities or commodities required to register in the United States, the District of Columbia, or a possession of the United States, 9. A futures commission merchant registered with the Commodity Futures Trading Commission, 10. A real estate investment trust, 11. An entity registered at all times during the tax year under the Investment Company Act of 1940, 12. A common trust fund operated by a bank under section 584(a), 13. A financial institution, 14. A middleman known in the investment community as a nominee or custodian, or 15. A trust exempt from tax under section 664 or described in section 4947. The chart below shows types of payments that may be exempt from backup withholding. The chart applies to the exempt payees listed above, 1 through 15. IF the payment is for Interest and dividend payments Broker transactions Barter exchange transactions and patronage dividends Payments over $600 required to be reported and direct sales over $5,000' THEN the payment is exempt for... All exempt payees except for 9 Exempt payees 1 through 13 Also, a person registered under the Investment Advisers Act of 1940 who regularly acts as a broker Exempt payees 1 through 5 Generally, exempt payees 1 through 7 'See Form 1099 -MISC, Miscellaneous Income, and Its instructions 2 However, the following payments made to a corporation (including gross proceeds paid to an attorney under section 6045(f), even if the attorney is a corporation) and reportable on Form 1099 -MISC are not exempt from backup withholding medical and health care payments, attorneys' fees, and payments for services paid by a federal executive agency Page 3 Part I. Taxpayer Identification Number (TIN) Enter your TIN in the appropriate box. If you are a resident alien and you do not have and are not eligible to get an SSN, your TIN is your IRS individual taxpayer identification number (ITIN). Enter it in the social security number box. If you do not have an ITIN, see How to get a TIN below. If you are a sole proprietor and you have an EIN, you may enter either your SSN or EIN. However, the IRS prefers that you use your SSN. If you are a single- member LLC that is disregarded as an entity separate from its owner (see Limited liability company (LLC) on page 2), enter the owner's SSN (or EIN, if the owner has one). Do not enter the disregarded entity's EIN. If the LLC is classified as a corporation or partnership, enter the entity's EIN. Note. See the chart on page 4 for further clarification of name and TIN combinations. How to get a TIN. If you do not have a TIN, apply for one immediately. To apply for an SSN, get Form SS -5, Application for a Social Security Card, from your local Social Security Administration office or get this form online at www.ssa.gov. You may also get this form by calling 1 -800- 772 -1213. Use Form W -7, Application for IRS Individual Taxpayer Identification Number, to apply for an ITIN, or Form SS -4, Application for Employer Identification Number, to apply for an EIN. You can apply for an EIN online by accessing the IRS website at www.irs.gov /businesses and clicking on Employer Identification Number (EIN) under Starting a Business. You can get Forms W -7 and SS -4 from the IRS by visiting www.irs.gov or by calling 1- 800 -TAX -FORM (1- 800 829 3676). If you are asked to complete Form W -9 but do not have a TIN, write "Applied For" in the space for the TIN, sign and date the form, and give it to the requester. For interest and dividend payments, and certain payments made with respect to readily tradable instruments, generally you will have 60 days to get a TIN and give it to the requester before you are subject to backup withholding on payments. The 60 -day rule does not apply to other types of payments. You will be subject to backup withholding on all such payments until you provide your TIN to the requester. Note. Entering "Applied For" means that you have already applied for a TIN or that you intend to apply for one soon. Caution: A disregarded domestic entity that has a foreign owner must use the appropriate Form W -8. Part II. Certification To establish to the withholding agent that you are a U.S. person, or resident alien, sign Form W -9. You may be requested to sign by the withholding agent even if items 1, 4, and 5 below indicate otherwise. For a joint account, only the person whose TIN Is shown in Part I should sign (when required). Exempt payees, see Exempt Payee on page 2. Signature requirements. Complete the certification as indicated in 1 through 5 below. 1. Interest, dividend, and barter exchange accounts opened before 1984 and broker accounts considered active during 1983. You must give your correct TIN, but you do not have to sign the certification. 2. Interest, dividend, broker, and barter exchange accounts opened after 1983 and broker accounts considered inactive during 1983. You must sign the certification or backup withholding will apply. If you are subject to backup withholding and you are merely providing your correct TIN to the requester, you must cross out item 2 in the certification before signing the form. Form W -9 (Rev 10 -2007) 3. Real estate transactions. You must sign the certification. You may cross out item 2 of the certification. 4. Other payments. You must give your correct TIN, but you do not have to sign the certification unless you have been notified that you have previously given an incorrect TIN. "Other payments" include payments made in the course of the requester's trade or business for rents, royalties, goods (other than bills for merchandise), medical and health care services (including payments to corporations), payments to a nonemployee for services, payments to certain fishing boat crew members and fishermen, and gross proceeds paid to attorneys (including payments to corporations). 5. Mortgage interest paid by you, acquisition or abandonment of secured property, cancellation of debt, qualified tuition program payments (under section 529), IRA, Coverdell ESA, Archer MSA or HSA contributions or distributions, and pension distributions. You must give your correct TIN, but you do not have to sign the certification. What Name and Number To Give the Requester For this type of account Give name and SSN of: 1. Individual 2. Two or more individuals (joint account) 3 Custodian account of a minor (Uniform Gift to Minors Act) 4. a The usual revocable savings trust (grantor is also trustee) b. So- called trust account that is not a legal or valid trust under state law 5 Sole proprietorship or disregarded entity owned by an individual For this type of account 6 Disregarded entity not owned by an Individual 7. A valid trust, estate, or pension trust 8. Corporate or LLC electing corporate status on Form 8832 9 Association, club, religious, charitable, educational, or other tax- exempt organization 10 Partnership or multi- member LLC 11. A broker or registered nominee 12 Account with the Department of Agriculture in the name of a public entity (such as a state or local government, school district, or person) that receives agricultural program payments 2 Circle the minor's name and furnish the minor's SSN The individual The actual owner of the account or, if combined funds, the first Individual on the account' The minor The grantor trustee The actual owner The owner' The owner Give name and EIN of: Legal entity The corporation The organization The partnership The broker or nominee The public entity 'List first and circle the name of the person whose number you furnish If only one person on a joint account has an SSN, that person's number must be furnished. 3 You must show your individual name and you may also enter your business or "DBA" name on the second name line You may use either your SSN or EIN (if you have one), but the IRS encourages you to use your SSN. List first and circle the name of the trust, estate, or pension trust (Do not furnish the TIN of the personal representative or trustee unless the legal entity itself is not designated in the account title.) Also see Special rules for partnerships on page 1. Note. If no name is circled when more than one name is listed, the number will be considered to be that of the first name listed. Page 4 Secure Your Tax Records from Identity Theft Identity theft occurs when someone uses your personal information such as your name, social security number (SSN), or other identifying information, without your permission, to commit fraud or other crimes. An identity thief may use your SSN to get a job or may file a tax return using your SSN to receive a refund. To reduce your risk: Protect your SSN, Ensure your employer is protecting your SSN, and Be careful when choosing a tax preparer. Call the IRS at 1- 800 829 -1040 if you think your identity has been used inappropriately for tax purposes. Victims of identity theft who are experiencing economic harm or a system problem, or are seeking help in resolving tax problems that have not been resolved through normal channels, may be eligible for Taxpayer Advocate Service (TAS) assistance. You can reach TAS by calling the TAS toll -free case intake line at 1- 877 777 -4778 or TTYTTDD 1- 800 829 -4059. Protect yourself from suspicious emails or phishing schemes. Phishing is the creation and use of email and websites designed to mimic legitimate business emails and websites. The most common act is sending an email to a user falsely claiming to be an established legitimate enterprise in an attempt to scam the user into surrendering private information that will be used for identity theft. The IRS does not initiate contacts with taxpayers via emails. Also, the IRS does not request personal detailed information through email or ask taxpayers for the PIN numbers, passwords, or similar secret access information for their credit card, bank, or other financial accounts. If you receive an unsolicited email claiming to be from the IRS, forward this message to phishing@irs.gov. You may also report misuse of the IRS name, logo, or other IRS personal property to the Treasury Inspector General for Tax Administration at 1- 800 366 -4484. You can forward suspicious emails to the Federal Trade Commission at: spam@uce.gov or contact them at www.consumer.gov /idtheft or 1- 877- IDTHEFT(438- 4338). Visit the IRS website at www.irs.gov to leam more about identity theft and how to reduce your risk. Privacy Act Notice Section 6109 of the Internal Revenue Code requires you to provide your correct TIN to persons who must file information returns with the IRS to report Interest, dividends, and certain other income paid to you, mortgage interest you paid, the acquisition or abandonment of secured property, cancellation of debt, or contributions you made to an IRA, or Archer MSA or HSA. The IRS uses the numbers for identification purposes and to help verify the accuracy of your tax return The IRS may also provide this information to the Department of Justice for civil and criminal litigation, and to cities, states, the District of Columbia, and U S possessions to carry out their tax laws We may also disclose this information to other countries under a tax treaty, to federal and state agencies to enforce federal nontax criminal laws, or to federal jaw enforcement and intelligence agencies to combat terrorism You must provide your TIN whether or not you are required to file a tax retum Payers must generally withhold 28% of taxable interest, dividend, and certain other payments to a payee who does not give a TIN to a payer Certain penalties may also apply Paula Barnes From: Leigh Holmes <Iholmes @enernoc.com> Sent: Monday, August 15, 2011 9:04 AM To: Paula Barnes Cc: Robert Kajfasz; Brian Phillips Subject: RE: Request for direct payment to controls vendor Hi Paula, I can confirm the payment details you outlined in your email to me are correct. Thank you for working so quickly to enable us to meet our deadline. We sincerely appreciate your efforts and your fast response. Leigh Holmes From: Paula Barnes [pbarnes @nols.org] Sent: Monday, August 15, 2011 8:51 AM To: Leigh Holmes Cc: Robert Kajfasz; Brian Phillips Subject: RE: Request for direct payment to controls vendor Dear Leigh, As I explained to you when you called on Friday afternoon, our risk management attorney has advised us not to sign a contract which reflects payment terms that are different than those that will be followed in reality. When I said we've been told it's impossible to change that small section of the contract, she said the next best thing would be to have a letter on your company letterhead referencing that section of the contract, and spelling out how invoicing and payment will be actually handled. When I asked you for such a letter, you said you believed that's against your company policy, but you'd check on it. In the absence of such letter, and since time has apparently all but run out, and in an effort to bring this matter to a swift conclusion, please confirm the following. Regarding the Pilot Participation Agreement between Global Energy Partners, the City of Port Angeles and the North Olympic Library System (NOLS), NOLS understands the payment terms described in Section 5 will be handled as follows: Instead of NOLS providing Global with copies of invoices, Global submitting payment requests to Bonneville Power Administration (BPA), and Global paying NOLS within 60 days of receipt of invoices as described in Section 5 of the Agreement, Global will pay the vendor, Control Contractors Inc. (CCI), directly. If I have correctly stated how payments will be handled, and if you concur with the above, kindly confirm in your email reply, and we will attach this email stream to the executed Agreement. I was distressed to learn that the deadline for executing the contract was last Friday I was caught completely off guard by that news. I hope that we can resolve this small but important matter as swiftly as possible, so we can proceed with the project. Thank you for your cooperation. Paula Barnes, Director North Olympic Library System 2210 South Peabody Street Port Angeles, WA 98362 PBarnes @nols.org PBarnes @nols.org 0 360.417.8525 C 360.808.5876 F 360.457.4469 1 www.nols.org Learn. Create. Connect. From: Leigh Holmes [mailto:lholmes @enernoc.com] Sent: Friday, August 12, 2011 3:58 PM To: Brian Phillips; Paula Barnes Cc: Robert Kajfasz Subject: FW: Request for direct payment to controls vendor Hi Paula, Thank you for your efforts in working to find a solution to allow signing the participation agreement. Below is the template that you can send back to me requesting we pay the vendor directly. I will in return send an email confirming that we will indeed do this. I hope this provides a satisfactory solution as we are very much looking forward to having you in the pilot. Thanks Leigh We request Global energy Partners to pay the control vendors directly. In doing so we release the equipment incentive of $16,431 (inc tax) to CONTROL CONTRACTORS INC. (5300 Denver Ave South, Seattle, WA 98108). Please note as before that you will authorize CCI to complete the work and they will invoice you (not Global Energy Partners) Leigh Holmes Senior Energy Engineer Global Energy Partners, an EnerNOC, Inc. Company 500 Ygnacio Valley Road 4501 Walnut Creek, CA 94596 o: 310.564.6474 1 c: 310.994.4076 1 f: 925.284 -3147 Iholmes @enernoc.com <mailto:ccarpentier @enernoc.com> www.enernoc .com <http: /www.enernoc.com 1 www.gepllc .com <http: /www.enernoc.com NOTICE OF CONFIDENTIALITY: This email, including any attachments, is intended for use only by the addressee(s) named herein and may contain confidential information, legally privileged information, and Global client work product. If you are not the intended recipient of this email, you are hereby notified that any dissemination, distribution or copying of this email, and any attachments, is strictly prohibited. If you have received this email in error, please reply to the sender that you have received the message and then permanently delete it. From: Leigh Holmes Sent: Thursday, August 11, 2011 10:08 AM To: Brian Phillips Cc: 'Robert Kajfasz' Subject: Request for direct payment to controls vendor Hi Brian, Below is the request form to have the incentives be paid directly to your controls vendor. If you email this to me I will reply with confirmation that we will indeed pay this vendor directly. 2 We request Global energy Partners to pay the control vendors directly. In doing so we release the equipment incentive of $16,431 (inc tax) to CONTROL CONTRACTORS INC. (5300 Denver Ave South, Seattle, WA 98108). Please note as before that you will authorize CCI to complete the work and they will invoice you (not Global Energy Partners) Thanks Leigh Holmes Senior Energy Engineer Global Energy Partners, an EnerNOC, Inc. Company 500 Ygnacio Valley Road 4501 Walnut Creek, CA 94596 o: 310.564.6474 1 c: 310.994.4076 1 f: 925.284 -3147 Iholmes @enernoc.com<mailto:ccarpentier @enernoc.com> www.enernoc .com<http: /www.enernoc.com 1 www. gepllc .com <http: /www.enernoc.com NOTICE OF CONFIDENTIALITY: This email, including any attachments, is intended for use only by the addressee(s) named herein and may contain confidential information, legally privileged information, and Global client work product. If you are not the intended recipient of this email, you are hereby notified that any dissemination, distribution or copying of this email, and any attachments, is strictly prohibited. If you have received this email in error, please reply to the sender that you have received the message and then permanently delete it. This email and any information disclosed in connection herewith, whether written or oral, is the property of EnerNOC, Inc. and is intended only for the person or entity to which it is addressed. This email may contain information that is privileged, confidential or otherwise protected from disclosure. Distributing or copying any information contained in this email to anyone other than the intended recipient is strictly prohibited. This email and any information disclosed in connection herewith, whether written or oral, is the property of EnerNOC, Inc. and is intended only for the person or entity to which it is addressed. This email may contain information that is privileged, confidential or otherwise protected from disclosure. Distributing or copying any information contained in this email to anyone other than the intended recipient is strictly prohibited. 3